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GENOCIDE MASS KILLINGS AND RIGHT OF UNITED NATIONS TO HUMANITARIAN
INTERVENTION
JUDE IBEGBU
"The final and most wide-reaching cause
for undertaking wars on behalf of others is the mutual tie of kinship
among men, which of itself affords sufficient ground, for rendering
assistance. ‘Men have been born to aid one another,’ says Seneca."
H. Grotius, De Jure Belli ac Pacis Libri Tres, Bk. I, Chap. XXV.
Sec. VI.
"…an offence against human rights is an offence
against the conscience of humanity as such, an offence against humanity
itself. The duty of protecting these rights therefore extends beyond
the geographical and political borders within which they are violated.
Crimes against humanity cannot be considered an internal affair
of a nation." (Pope John Paul II, Message of His Holiness Pope
John Paul II for the Celebration of the World Day of Peace I January
2000 in http://www.vatican.va/holy_father/john_paul_ii/messages
/peace/documents/hf_ip-ii, par. 7. )
"Clearly, when a civilian population risks
being overcome by the attacks of an unjust aggressor and political
efforts and non-violent defence prove to be of no avail, it is legitimate
and even obligatory to take concrete measures to disarm the aggressor."
(Pope John Paul II, Message of His Holiness Pope John Paul II for
the Celebration of the World Day of Peace I January 2000 "Peace
on Earth to Those Whom God Loves!" in http://www.vatican.va/holy_father/john_paul_il/messages/peace/documents/hf_ip-ii,
par. 11)
"Of all my aims as Secretary-General, there
is none to which I feel more deeply committed than that of enabling
the United Nations never again to fail in protecting a civilian
population from genocide or mass slaughter." (K. Annan UN Secretary-General,
Statement on receiving the Report of the Independent Inquiry into
the Actions of the United Nations during the 1994 Genocide in Rwanda
16 Dec. 1999, in http://www.un.org/News/ossg/sgsm_rwanda.htm, p.1)
PREAMBLE
This article is motivated primarily by the failures
of the UN, States and the whole international community to intervene
either to prevent or stop the genocide that occurred in Srebrenica
and in Rwanda in 1994 despite the fact that the UN peacekeeping
forces were present there. Also, the article is motivated by the
violations of right to life of the civilians that occurred in Kosovo
in 1999 and the belated deployment of UN peacekeeping forces in
East Timor in 1994 after there were reports of breaches of right
to life of civilians following the public consultation for self–determination
of the people of East Timor.
Although the UN Charter prohibits the use of force
in international relations and international Law demands that States
respect the principle on non-intervention and State sovereignty,
however, whenever and wherever human rights and humanitarian Law
are violated on a scale that does not amount to genocide or mass
killings, the UN, all the States and the entire international community
have the right and duty arising from obligation erga omnes of
the principles of human rights and humanitarian Law to intervene
without force to protect their legal interest by resorting to all
peaceful remedies that are available under international Law. However,
when the civilian population is faced with a danger of genocide
or mass killings, or when they are already victims of these crimes
and all peaceful remedies have been exhausted, we maintain that
it is logical to conclude that the UN and all States have the right
and duty to intervene militarily to prevent or stop these crimes
whenever and wherever they occur. We shall, in this article, argue
for this position.
This article is also our contribution to the ongoing
debate on United Nations’ Humanitarian Intervention to protect Civilians
in armed Conflict versus the duty to respect State
Sovereignty. We wish to argue that in contemporary international
law the obligation erga omnes of the principles of human
and humanitarian Law is the legal basis for humanitarian intervention.
Consequently, in the event of genocide or mass killings, all States
and the UN have the right and duty to intervene to protect the civilian
population irrespective of their duty to respect the sovereignty
of the offending State, the principles of non-use of force and non-intervention.
Legitimisation of humanitarian intervention will
require a reform of the UN Charter and the UN. It would also require
a reform of the UN Organisation and some of its purposes and principles
contained in Chapter 1 of the UN Charter especially those
dealing with use of force; a reform of the collective security system;
the non-military and military interventions stipulated under chapter
VII which deals with Action with respect to threats to the peace,
breaches of the peace, and acts of aggression, and the roles
the UN Security Council and the Members of the UN with regard to
maintenance and restoration of international peace and security
etc.
Any reform of the Charter must take into
consideration, developments that have taken place in international
law since the UN Charter was drafted. One of these developments
is the emergence in international law of obligation erga omnes
of principles of human rights and humanitarian Law. Thus
any reform of the Charter will require the codification of
international Law.
It will also require a progressive development
of international Law so that it can respond to the needs of the
modern international community. This will require doctrinal contributions
from international Lawyers. This point has been expressly stated
by the Pope. Thus the Pope, having given support for humanitarian
intervention under specified conditions in paragraph 12 of his Message
for the Celebration of the World Day of Peace 1 January 2000 stated: "This
opens a new field of reflection and discussion both for politics
and for law, a field which we all hope will be earnestly and wisely
cultivated. What is needed without delay is a renewal of international
law and international institutions, a renewal whose starting-point
and basic organising principle should be the primacy of the good
of humanity and of the human person over every other consideration.
Such a renewal is all the more urgent if we consider the paradox
of contemporary warfare in which, as recent conflicts have shown,
armies enjoy maximum security while the civilian population lives
in frightening situations of danger. In no kind of conflict is it
permissible to ignore the right of civilians to safety."
Likewise, the UN Secretary-General in his Statement
on Receiving the Report of the Independent Inquiry into the Actions
of the United Nations during the 1994 Genocide in Rwanda 16 October
1999 stated: As the Report itself acknowledges, some steps have
already been taken over the past years to improve the capacity of
the United Nations to respond to conflicts, and specifically to
respond to some of the mistakes made in Rwanda. But much remains
to be dome. It was precisely in the hope of preventing further such
tragedies that, in my address to the General Assembly in September,
I called on the international community to reflect on ways in
which the United Nations could intervene more promptly and more
effectively, to prevent or halt massive and systematic violations
of human rights."
There is therefore need to move from lex lata
to lex ferenda order to make suggestions for the renewal
of the UN. This is the main purpose of this work which is our humble
contribution to the forthcoming millennium Summit.
In "Report of the Independent Inquiry into
the Actions of the United Nations during the 1994 Genocide in Rwanda,"
the Inquiry made the following recommendation for action: An intensified
dialogue should be established between the Secretariat and the Security
Council on the need for preventive action, and when necessary, on
the need for enforcement measures to counteract genocide and other
massive human rights violations in the future."
Further, the Inquiry stated: The Inquiry recommends
that action be taken to improve the capacity of the United Nations
to conduct peacekeeping operations, and in particular to ensure
the sufficiently rapid deployment of missions into the field. The
issue is not a new one, and similar recommendations have been made
by other bodies, but while the need has been repeated many times,
the problem remains. The United Nations remains the only organisation
which can bring global legitimacy to peacekeeping efforts. Important
initiatives can be taken at the regional level, but the United Nations
must be prepared and willing to exercise the responsibility for
international peace and security enshrined in its Charter, no matter
where the conflict. The Inquiry hopes that the Secretary-General
and the Member States of the Organisation will use the opportunity
provided by the Millennium Summit and Assembly to mobilise the political
will necessary to solve the current problems facing United Nations
peacekeeping, to look clearly at the challenges ahead, at what needs
to be learnt from past failures, including in Rwanda, and what can
be done to meet the challenges of tomorrow.
It is also aimed at contributing to the report
which the UN Secretary-General is required to submit by 30 March
2001 on the protection of civilians in armed conflict in accordance
with paragraph 25 of the UN Security Council resolution 1296 (2000)
S/RES/1296(2000) of19 April 2000. Its main purpose is to offer our
views on the on-going debate on the question of UN military intervention
to protect civilians when faced with threat of, or actual mass killings
or genocide vis-à-vis the duty to respect State sovereignty.
Finally this article marks the occasion of the
United Nations General Assembly Millennium Summit, which had the
objective of providing "an opportunity to strengthen the role
of the United Nations in meeting the challenges of the twenty-first
century." The UN Secretary –General rightly stated: "As
we prepare for the Millennium Summit, we must reaffirm our founding
purposes. But we must also think imaginatively how to strengthen
the United Nations so that it can better serve states and people
alike in the new era." In order to ensure that the UN or States
intervene to protect civilians against genocide or mass murder,
it is necessary to modify the UN Charter so that it can respond
to the challenges of the modern times. To this end, we have made
a number of recommendations at the end of the article.
We shall discuss the following: (1)Definition of
terms; (2) jurisprudence of International Court of Justice (ICJ)
on obligation erga omnes of principles of human rights and
humanitarian Law; (3) doctrine on obligation erga omnes of
human rights and humanitarian Law; (4) legal consequences of the
obligation erga omnes of human rights and humanitarian Law;
(5) objection to the norm of obligation erga omnes of human
rights (6) right of all States to humanitarian intervention vis-à-vis
genocide and mass killings. (7) recommendations.
1. DEFINITIONS OF TERMS
1.1. Meaning of Obligation erga
omnes of principles of Human Rights and Humanitarian Law
The word "obligation" is derived from
the Latin word ''obligatio'' which means "a bond"
or "a tie.'' "Obligation" in law means "a legal
duty," "that which a person is bound to do or forbear;
any duty imposed by law...." In short "obligation"
means a legal duty to perform or abstain from performing, a certain
action.
The Latin word "erga" means "towards"
or "in relation to" while "omnes" – the
substantive plural of the word "omnis" signifies
"all," "every," "whole," – means "all
men.'' Therefore the phrase "obligation erga omnes"
literally means a legal duty to perform or to abstain from performing,
a certain action towards all men.
Obligation erga omnes of principles of human
rights and humanitarian Law means the legal duty to fulfil and respect
the obligations arising from human rights and humanitarian Law owed
to all men and also to all States and to the international community
as a whole - arising from the erga omnes rights deriving
from the legal interest of all States and of the international community
as a whole, that the principles of human rights and humanitarian
law be observed by all and everywhere - by every State, every group
of persons and every individual.
1.2. Concept of "Humanitarian Intervention"
Humanitarian intervention is a military intervention
within the territory of a sovereign State without the authorisation
of the UN Security Council undertaken on humanitarian grounds by
a State or a group of States in order to prevent or stop massive
violations of human rights of the subjects of the target State.
For the purpose of this article, we define "humanitarian intervention"
which we are proposing here, as the use of force - with the authorisation
of the UN Security Council - by a State or a group of States or
forces established by UN member States, in order to prevent or stop
mass killings or genocide. The concept of "humanitarian intervention"
with which we are concerned here has to do with using force without
the consent of a sovereign State in order to prevent or stop mass
murder or genocide being perpetrated within its territory. The type
of humanitarian intervention which we are proposing here does not
include military intervention without the authorisation of the UN
Security Council nor does it include any other type of armed on
humanitarian grounds for example to relieve human suffering that
is not mass killings or genocide. It should be noted that the by
the term "genocide" as used here we mean killing of members
of ethnic, racial, or religious group.
1.3 Concept of "Sovereignty"
Some authors like B. Conforti explain sovereignty
as independence and this is independence is synonymous with external
sovereignty. This means that it is necessary that the organisation
of government does not depend on another State. He later affirmed
that a State is independent and sovereign whose law is original
and draws its juridical force from its own constitution and not
from the law, or the constitution of another State.
Oppenheim’s international Law states that
sovereignty "is supreme authority, which on the international
plane means not legal authority over all other states but rather
legal authority which is not in law dependent on any other earthly
authority," while in the strict and narrowest notion of the
term it means "independence all round, within and without the
borders of the country."
According to the Blacks Law Dictionary, "In
the intercourse of nations, certain States have a position of entire
independence of others, and can perform all those acts which it
is possible for any State to perform in this particular sphere.
The same States have also entire power of self-government; that
is, of independence upon all other States as far as their own territory
and citizens not living abroad are concerned. No foreign power or
law can have control except by convention. This power of independent
action in external and internal relations constitutes complete sovereignty."
Thus, the essence sovereignty is independence of a State from any
other State.
The concept of sovereignty in international Law
has three main aspects namely: external, internal and territorial.
The external sovereignty is the right of every State to freely determine
its relation with other States or other entities without any control
of another State. The internal sovereignty of State is the exclusive
right of the State to determine the nature of its own institutions,
to ensure their operation, to enact laws as it deems necessary and
also ensure their observance. The territorial sovereignty is "the
complete and exclusive authority which a State exercises over all
the persons and things found on, under or above its territory."
It should be emphasised that all these rights
inherent in the concept of sovereignty are limited by and subject
to international obligation arising from the obligations to respect
human rights arising from human rights treaties, customary international
Law and the general principles of Law recognised by civilised nations,
by obligations erga omnes of human rights and by norms of
jus cogens. This means that these rights inherent in sovereignty
of States must be exercised in accordance with International Law.
Respect for the territorial sovereignty of the
State implies that no other State should use force against the will
of another State within its territory. Such use of force will constitute
a breach of the principle of respect for the territorial sovereignty
of the State. Since the principles of respect the territorial sovereignty
of State, non-use of force and non-intervention are interconnected,
a violation of one principle will inevitably constitute a breach
of others. Thus the ICJ in the Nicaragua Case stated: "The
effects of the principle of respect for territorial sovereignty
inevitably overlap with those of the principles of the prohibition
of the use of force and of non-intervention."
Although every military intervention violates
the sovereignty of the State, however as we shall argue later there
is right to humanitarian intervention when a State or a warring
party carries out genocide or mass killings.
2. Jurisprudence of ICJ
PREAMBLE
In this section, we shall undertake an analysis
of the judgements of the ICJ on human rights cases in order to expose
their contribution to the determination of the existence of the
norm of obligation erga omnes of principles of human rights
and humanitarian Law in the contemporary international Law. To this
end we shall analyse the following cases in their chronological
order: (1) the Corfu Channel Case (United Kingdom v. Albania)
(1949), (2) Reservations to the Convention on the Prevention
and Punishment of the Crime of Genocide Advisory Opinion (1951),
(3) South West Africa Cases (Ethiopia v. South Africa; Liberia
v. South Africa) 1962, (4) South West Africa Cases (Ethiopia
v. South Africa; Liberia v. South Africa) (Second Phase) 1966, (5)
Case concerning the Barcelona Traction, Light and Power
Company, Limited (Belgium v. Spain) (Second Phase) 1970, (6)
Case concerning military and paramilitary Activities in and against
Nicaragua (Nicaragua v. United States of America. (Merits)
1986.
2.1. Corfu
Channel Case (1949)
In its judgement on the Corfu Channel case,
(United Kingdom v. Albania), 1949, the ICJ, after having examined
the facts and observations relevant to the case, found Albania guilty
for her failure to notify the British warships of the existence
of the minefield whose explosion led to the damage and loss of human
life. The Court went on to affirm that such obligations are not
based on the Hague Convention of 1907, No. VIII, which is in force
in time of war, "but on certain general and well-recognised
principles namely: elementary considerations of humanity, even more
exacting in peace than in war."
By refusing to base Albania's international responsibility
on the Hague Convention of 1907 which is a humanitarian convention
applicable in time of war, but rather on the "general and well
recognised principles" which the Court called 'elementary considerations
of humanity,' the Court meant that "elementary considerations
of mankind" are binding irrespective of any convention which
may embody them. This means that what the Court described as "elementary
considerations of mankind" create obligations erga omnes.
That the "elementary considerations of humanity,"
as used by the ICJ are non-consensual is affirmed by Koskenniemi
who maintained that "to regard the reference by the ICJ to
"elementary considerations of humanity" as references
to consensual norms is contrary to the intention of ICJ whose purpose
in employing such norms is to restrict the wills of states."
Having established that the "elementary considerations
of humanity" are binding erga omnes, we shall now consider
the basis of these elementary considerations of humanity, which
create obligations erga omnes according to the jurisprudence
of the ICJ under consideration. Some authors affirm that they are
based on human rights norms, which is also my position. For example,
in their work International Law Cases and Materials, Henkin,
Pugh, Schachter and Smith maintain that 'elementary considerations
of humanity' may also be based today on the provisions of the United
Nations Charter on human rights, the Universal Declaration
of Human Rights, and the various Human Rights Conventions."
Brownlie, in the last edition of his work, Principles of Public
International Law, maintains that in recent years the provisions
of the Charter on human rights and fundamental freedoms are
accepted as "a more concrete basis for considerations of humanity."
The position of these authors is in accordance
with the jurisprudence of the ICJ. As the Court stated in its decision,
Albania was responsible for the damage and loss of human life, which
was caused by the explosion which, took place on October 22nd, 1946
in Albanian waters. The Court therefore identified the nature of
the international obligation breached by Albania, which consisted
in her violation of human rights to life and property. It is the
breach of these human rights, which are protected by the principles
of "elementary considerations of humanity", that led to
the international responsibility of Albania. Therefore, it is right
to conclude that "elementary considerations of humanity"
are based on principles of human rights and fundamental freedoms
which are found in the provisions of the human rights instruments
and that they create obligations erga omnes vis-à-vis
all the States.
2.2. Reservations to the Convention on
the Prevention and Punishment of the Crime of Genocide 1951
Implicit in the Advisory Opinion on the Reservations
to the Convention on the Prevention and Punishment of the Crime
of Genocide is the conflict between humanitarian principles
which have the character of obligation erga omnes and the
freedom of states arising from their sovereignty. The Court sought
to argue for the obligation erga omnes of the humanitarian
principles which the Convention was meant to protect in order to
prevent the States from making reservations, which might undermine
the object and purpose of the convention, destined to have universal
binding effect.
The Court argued that from the genesis of the Convention,
it was the intention of the United Nations "to condemn and
punish genocide as 'a crime under International Law' involving a
denial of the right of existence of entire human groups." Such
a denial according to the Court "shocks the conscience of mankind
and results in great losses to humanity." It is opposed to
the moral law and to the spirit and objectives of the United Nations.
The Court then went on to draw two consequences
arising from the foregoing affirmations. The first is the affirmation
of obligation erga omnes of the humanitarian principles,
which the Convention was meant to express. Thus, the Court stated:
"the principles underlying the convention are principles
which are recognised by civilised nations as binding on States,
even without any conventional obligation".
The following conclusions can be drawn from this
affirmation of the Court. First, the mere fact that these principles
are recognised by States as binding even without convention shows
that they have a character of obligation erga omnes which
does not depend on the consent of States. Secondly, there is a reference
to general principles of law contained in article 38 paragraph 1
(c) of the Statute of ICJ as the source of obligation erga omnes.
Thirdly, the object of this obligation is the human right to life,
which in this case is the right to life of a whole group of persons.
It follows from the above, that human right to life is among the
general principles of Law recognised by civilised nations as binding
on States even without conventional obligation.
The second consequence drawn by the Court is the
universal character of the condemnation of genocide and the necessary
co-operation of all states to prevent it. Thus the Court affirmed:
"The Genocide Convention was therefore intended by the General
Assembly and by the contracting parties to be definitely universal
in scope.'' This desire to ensure the universal ratification of
the genocide convention shows the implicit recognition by both the
general assembly and by the contracting parties, of the universal
character of the obligation arising from the purpose of the convention,
namely the need to ensure universal protection of the human right
to life.
The Court then went on to state that the objects
of the convention which are humanitarian and civilised and the contracting
states have one common interest which is "the accomplishment
of those high purposes which are the raison d'être of the
convention." The Court therefore affirmed that the object and
purpose of the convention "limit both the freedom of making
reservations and that of objecting to them." All this suggests
that the right to life, which is the object of the Convention, creates
obligation erga omnes.
In his dissenting "Opinion to the judgement
of the Court", Alvarez argued that because the genocide convention
is one of those modern conventions that seek to regulate matters
of humanitarian interest in order to improve the position of individuals,
it ought to be binding upon all States even if they have not expressly
accepted them. Such conventions, he argued, establish a binding
custom or principles that must be observed by all States because
of their interdependence. There is, implicit in the arguments of
Alvarez, a recognition of obligation erga omnes of humanitarian
and human rights conventions, which are meant to protect the human
person and his rights.
This recognition of the existence a of common humanitarian
interest which demands protection by all States is a precursor to
the recognition by the ICJ in the Case concerning the Barcelona
Traction, 1970 of the obligations of a State towards the international
community as a whole with regard to the principles and rules concerning
the basic rights of the person among which is the right to life
of a group of persons. Such obligations are therefore among those,
which create obligations erga omnes.
The ICJ in this Advisory Opinion attempted
to reconcile the obligation erga omnes arising from the humanitarian
principles underlying the Genocide convention with the freedom of
States, which is a corollary of their sovereignty. However, the
important point we want to demonstrate is that there is a recognition
by the ICJ that humanitarian principles – among which is the right
to life - create obligation erga omnes even without convention.
Later in the Barcelona Traction Case, as we shall see, the
Court will, in an obiter dictum, expressly affirm the obligation
erga omnes of principles and rules of human rights.
2.3.
South West Africa Cases (Preliminary Objections) (1962)
In the South West Africa Cases, 1962, Ethiopia
and Liberia instituted a suit before the ICJ accusing South Africa,
among other things, of practising apartheid and violating the rights
and liberties of the inhabitants of the territory under her mandate.
South Africa, among other preliminary objections, argued that both
Ethiopia and Liberia have no legal interest since neither the material
interests of either of the governments of Ethiopia and Liberia nor
that of their nationals were involved or affected. Therefore she
argued that they have no locus standi to institute any legal
action before the ICJ.
The ICJ rejected South Africa's objection and maintained
that, in accordance with the mandate, any member of the League has
a legal interest in its observance and therefore has the right to
institute a legal action before the ICJ. In the words of the Court:
"The right to take legal action conferred by article 7 on member
States of the League of Nations is an essential part of the mandate
itself and inseparable from its exercise.''
Although Judge Jessup was in agreement with the
decision of the Court, he found it necessary however to deliver
his own separate opinion in order to reinforce the decision of the
Court. His arguments are an important contribution to the clarification
of the existence of the norm of obligation erga omnes of
human rights in the contemporary international Law. First, he argued
that for a long time International Law has recognised that States
can have legal interests in issues, which do not affect their financial,
economic, or other "material," or say "physical"
or "tangible" interests. He maintained that an exemplification
of this principle of International Law is seen in the right of a
State to be concerned on general humanitarian grounds with atrocities
affecting human beings in another country. The legal bases of the
assertion of such interests, he maintained, were sometimes conventions
and in other cases the general principles of International Law.
It is noteworthy that, as Judge Jessup rightly affirmed, general
principles of International Law constitute one of the grounds for
assertion of legal interest in matters involving obligation erga
omnes. Equally States have claimed legal interest in the observance
of International Law. He also maintained that Conventions have specifically
recognised the legal interests of States in general humanitarian
causes and have often instituted a procedural means to enable States
to secure respect for these interests.
He affirmed that a State may have a legal interest
in observance, in the territories of another State, of general welfare
treaty provisions in another State and may claim such interest without
any damage "upon its own nations or its direct so-called tangible
or material interests." He therefore concluded that it is not
surprising that as far back as 1920, it was the intention of States
to recognise and provide for a "legal" interest of States
in questions which did not directly affect their material interests
or those of their nationals, and such was the case with the mandate
systems.
This recognition by the ICJ of the right to legal
action to protect a common interest is a prelude to the later affirmation
by the ICJ in the Barcelona traction case that all states
can be said to have legal interest in the protection of obligations
erga omnes including those arising from basic rights of the
human person and "protection from ... racial discrimination."
The contribution of the ICJ here to the determination
of the norm of obligation erga omnes lies in its recognition
of the right of any member of the League of Nations to institute
a legal action against any mandatory State that breached human rights
provisions of the mandate.
2.4. Case
concerning the Barcelona
Traction (Second Phase) 1970
The Barcelona Traction Case – in which the
question among other things was the right of Belgium to exercise
the diplomatic protection of the shareholders from Belgium in the
Barcelona Traction company which had suffered economic harm because
of the conduct of the various organs from Spain against that company,
is important because it was the first time the ICJ explicitly affirmed
the erga omnes obligations of the principles and rules of
basic rights of the human person. The Court, in an obiter dictum,
made a distinction between obligations arising for a State towards
the international community as a whole and those arising for a State
from the rule of diplomatic protection. Because of their very nature
"the former are the concern of all States." On account
of the rights involved, the Court affirmed that "all States
can be held to have a legal interest in their protection; they are
obligations erga omnes."
The Court then went on to give examples of those
norms that generate obligation erga omnes in the contemporary
International Law which are outlawing the acts of aggression, and
of genocide, "as also from the principles and rules concerning
the basic rights of the human person, including protection from
slavery and racial discrimination.'' It noted that "some of
the corresponding rights of protection have entered into the body
of general International Law,'' while "others are conferred
by international instruments of a universal or quasi-universal character.''
The Court went on to explain further the difference
between the obligations erga omnes and those arising from
diplomatic protection, affirming that it cannot be maintained that,
when any of such obligation is in question, "all States have
a legal interest in its observance.''
Later on in the text, the Court stated that the
instruments which protect those rights on universal level do not
grant States the capacity to protect anyone whose rights are infringed
irrespective of his nationality except on the regional level.
This text has given rise to various interpretations
by authors. For example, the International Law Commission stated
that "this passage has been the subject of differing interpretations
but it seems unquestionable that, by making such affirmations, the
Court sought to draw a fundamental distinction with regard to international
obligations and hence with regard to acts committed in breach of
those obligations." "In addition," it continued,
"it implicitly recognised that that distinction should influence
the determination of subjects entitled to invoke State responsibility."
The Commission further stated: "In the Court's view, there
are in fact a number, albeit limited, of international obligations
which by reason of shared importance to the international community
as a whole, are - unlike the others - obligations in respect of
which all States have a legal interest. It follows, the Court held,
that the responsibility flowing from the breach of those obligations
is entailed not only with regard to the State that has been the
direct victim of the breach (e.g., a State which has suffered an
act of aggression in its territory), but also with regard to all
the other members of the international community." "Every
State," it concluded "even if it is not immediately and
directly affected by the breach, should therefore be considered
justified in invoking the responsibility of the State committing
the internationally wrongful act."
The American Law Institute stated: "The Court
seemed to distinguish diplomatic protection in general, including
protection for ordinary violations of human rights, which is available
only for nationals of the complaining State... from protection against
violations of the 'basic rights of the human person' ... as to which
'all States can be held to have a legal interest in their protection.'"
Mr. Ago affirmed that the International Court
of Justice "had wished to distinguish between certain categories
of obligations whose 'breach' harmed the interests of all States."
"Clearly," he continued, "if a State denied the vessel
of another State passage through its territorial waters, it harmed
the interest of only one State." But if a State committed an
act of aggression, it violated "not only the rights of the
State which was the victim of the aggression, but the rights of
all members of the international community, since the maintenance
of peace was an interest of the entire international community."
The first obvious fact is the establishment by
the Court of the existence of distinction in the contemporary International
Law of some obligations erga omnes owed to the international
community as a whole arising inter alia from the "principles
and rules concerning the basic rights of the human person.'' All
States have a legal interest in the protection of these basic rights
of the human person because of their importance, as different from
the other rights whose obligations arise from the rule of diplomatic
protection.
This distinction which the Court has made between
the obligations arising for the State vis-à-vis the international
community as a whole and that arising for it vis-à-vis
another State is the essential difference between obligation erga
omnes and the ordinary bilateral obligation which International
Law has known up till then. It is in this distinction that lies
the novelty of the doctrine of obligation erga omnes of human
rights. These obligations are no more bilateral, that is, owed by
one State towards another, but rather they are owed to all States.
This is not based on the traditional rule of diplomatic protection
whereby States have the obligation only to protect the rights of
their own nationals when they are violated by another State. Explaining
the rule of diplomatic protection Oppenheim's International Law
stated: "...where it is a private person (either natural or
legal) who has suffered injury, a State wishing to establish its
locus standi to present a claim on account of that injury
must show that the person concerned was its national.... It is the
bond of nationality which establishes the connection between the
injury suffered by a private person and the right of the State to
seek redress."
To throw more light on this point it is pertinent
to look at the jurisprudence of the International Tribunals on the
rule of diplomatic protection. In the Mavrommatis Palestine Concessions
Case (1924), the PCIJ stated: "It is an elementary principle
of International Law that a State is entitled to protect its subjects,
when injured by acts contrary to International Law committed by
another State, from whom they have been unable to obtain satisfaction
through the ordinary channels. By taking up the case of one of its
subjects and by resorting to diplomatic action or international
judicial proceedings on his behalf, a State is in reality asserting
its own rights - its right to ensure, in the person of its subjects,
respect for the rules of International Law." In the Case of
the Panevezys- Saldutiskis Railway, (1939) the Permanent
Court of International Justice stated: "In the opinion of the
Court, the rule of International Law on which the first Lithuanian
objection is based is that in taking up the case of one of its nationals
by resorting to diplomatic action or international judicial proceedings
on his behalf, a State is in reality asserting its own right, the
right to ensure in the person of its nationals respect for the rules
of International Law. This right is necessarily limited to intervention
on behalf of its own nationals because, in the absence of a special
agreement, it is the bond of nationality between the State and the
individual which alone confers upon the State the right of diplomatic
protection and it is as a part of the function of diplomatic protection
that the right to take up a claim and to ensure respect for the
rules of International Law must be envisaged. Where the injury was
done to the national of some other State, no claim to which such
injury may give rise falls within the scope of the diplomatic protection
which a State is entitled to afford nor can it give rise to a claim
which that State is entitled to espouse." In the Reparation
for injuries suffered in the Service of the United Nations, 1949,
the ICJ states that the traditional rule of diplomatic protection
"rests on two bases. The first is that the defendant State
has broken an obligation towards the national State in respect of
its nationals. The second is that only the party to whom an international
obligation is due can bring a claim in respect of its breach."
As can be seen from the above statements of the
international tribunals, it is only the State whose nationality
the injured person possesses that has the right to take legal action
to vindicate the right of its national and the defendant State has
the obligation to redress the wrong it has committed. But in obligation
erga omnes, as the Court in the Barcelona Traction Case stated,
the international community as a whole has the right to vindicate
the right of the injured person because the obligation arising from
the right is owed by every State to the international community
as a whole or as the Court will later state to all States.
The Court expressly uses the terms "principles"
and "rules" in apposition to the "basic rights of
the human person" which it recognised to have obligations erga
omnes. This means that both "principles" and "rules"
concerning the basic rights of the human person are both binding
erga omnes.
We now come to the question of whether all States
have right to protect the basic human rights in the event of their
violations irrespective of the nationality of the victims. The Court
said that the obligations erga omnes are "the concern
of all States," and "in view of the importance of the
rights involved, all States can be held to have a legal interest
in their protection.'' The Court later in the text stated: "on
the universal level, the instruments which embody human rights do
not confer on States the capacity to protect the victims of infringements
of such rights irrespective of their nationality. It is therefore
still on the regional level that a solution to this problem has
to be sought.''
Castro held that the Court's obiter dictum should
not be interpreted as the Court’s acknowledgement of the actio
popularis in International Law.
Since all States have legal interest in the protection
of human rights which create obligation erga omnes, it follows
that in the event of a breach of any of them, for example the right
to life of a citizen of State A, any State, irrespective of the
fact that the victim does not have its nationality has the right
to institute legal proceedings before the ICJ against the offending
State.
It should be recalled that according to the jurisprudence
of the Court in human rights cases which it has dealt with, it has
always maintained that human rights and humanitarian principles
are binding even without conventional obligation. This position
of the Court is maintained in this Barcelona Traction Case by
affirming that the principles concerning the basic rights of the
human person are binding erga omnes.
If the principles of the basic rights of human
person are binding erga omnes and all the States have interest
in their protection, then every State has the right to vindicate
any of these rights when breached by any State. But does the Court's
reference to a lack of instrument on the universal level that grants
right to protection of any of the rights having erga omnes
obligation, refer to the necessity of an international instrument
for the enforcement of the breach of any of the rights having erga
omnes obligations which is different from the binding character
of their corresponding rights?
Hence its reference to the European Convention
on Human Rights which grants each State the right to take legal
action to vindicate any of the basic human rights irrespective of
the nationality of the victim. Meron has observed the flaw in this
position of the Court which cannot be reconciled with the fact that
at the time of the pronouncement of the Court, there existed already
the International Covenant on Civil and Political Rights
whose article 4l grants each State party the right to lodge a complaint
against any State party that breaches any of the rights recognised
in the Covenant. However, before a conclusion of this sort can be
drawn, it should be recalled that the Covenant in question entered
into force on 23 March 1976, even though it was adopted on 16 December
1966.
In any case, the determination of the existence
of erga omnes obligation of the principles and rules of human
concerning the basic human rights of the person is a progress in
international Law since when put into practice by States it will
guarantee as a more effective and universal protection of human
rights. From this point of view the Court deserves commendations
notwithstanding the imperfections in its formulation of the norm
of obligation erga omnes of human rights.
We maintain that the logical conclusion of the
breach of obligation erga omnes of human rights by any State,
group of persons or an individual is that the legal interest of
all States and the international community as a whole is injured.
Therefore not only all States but also the international community
have right to intervene to protect that legal interest through non–violent
counter-measures against the perpetrator including taking legal
action against the offending State, group of persons or the individual
before the international criminal Court.
But when the response to the human rights violations
requires physical protection of the victims through military intervention
- when there is a threat or actual massive systematic violations
of human right to life of civilian population in armed conflict
that are tantamount to genocide or mass killings - have all States
and the international community as a whole the right to intervene
militarily to ensure the physical protection of the civilians when
it is foreseen that legal action or other peaceful measures when
taken either will be ineffective in protecting the civilians or
that they have been tried and found to be abortive? It is obvious
that there is a legal right and duty incumbent on all States and
the international community as a whole to protect the civilians.
But whether this right includes the right to use of force to achieve
this objective is a question we shall discuss later.
2.5. Case Concerning Military and Paramilitary
Activities in and against Nicaragua, (Merits) 1986
In the Case concerning military and paramilitary
Activities in and against Nicaragua, 1996, (Nicaragua v.
United States of America), the Court maintained that the principles
of humanitarian Law are binding independently of the conventions
that embody them.
The reservation made by the United States of America
under article 36 of the Statute of the International Court of
Justice, among other things requires that it agrees to the Court’s
jurisdiction on every case before the Court of which it is party.
The Court stated: "The Court must thus now rule upon the consequences
of the United States multilateral treaty reservation for the decision
which it has to give. It will be recalled that the United States
acceptance of jurisdiction deposited on 26 August 1946 contains
a proviso excluding from its application: ‘disputes arising under
a multilateral treaty, (1) all parties to the treaty affected by
a decision are also parties to the case before the Court, or (2)
the United States of America specially agrees to jurisdiction".
While stating that in its 1984 Judgement included
pronouncements on certain aspects of that reservation, it then "took
the view that it was neither necessary nor possible, at the jurisdictional
stage of the proceedings, for it to take a position on all the problems
posed by the reservation." The Court maintained that "it
regarded this as not necessary because, in its Application, Nicaragua
had not confined its claim to breaches of multilateral treaties
but had also invoked a number of principles of ‘general and customary
international Law’…." Then the Court argued: "These principles
remained binding as such, although they were also enshrined in treaty
law provisions." Further the Court stated that "the effect
of the reservation in question is confined to barring the applicability
of the United Nations Charter and Organisation of American States
Charter as multilateral treaty law, and has no further impact on
the sources of international law which Article 38 of the Statute
requires the Court to apply." Further the Court stated: "The
Court has now to turn its attention to the question of the law applicable
to the present dispute. In formulating its view on the significance
of the United States multilateral treaty reservation, the court
has reached the conclusion that it must refrain from applying the
multilateral treaties invoked by Nicaragua in support of its claim,
without prejudice either to other treaties or to the other sources
of law enumerated in Article 38 of the Statute."
The Court stated that it has the right to apply
other sources of international Law in order to judge the case. It
then argued: "…in its view the conduct of the United States
may be judged according to the fundamental general principles of
humanitarian law: in its view, the Geneva Conventions are in some
respects a development, and in other respects no more than the expression,
of such principles." Continuing, it stated: "It is significant
in this respect that, according to the terms of the Conventions,
the denunciation of one of them "shall in no way impair the
obligations which the Parties to the conflict shall remain bound
to fulfil by virtue of the principles of the law of nations, as
they result from the usages established among civilised peoples,
from the laws of humanity and the dictates of the public conscience’
(Convention 1. Art. 63; Convention II, Art. 62: Convention III.
Art. 142; Convention IV. Art. 158)."
Also the ICJ affirmed that Article 3 which is common
to the four Geneva Conventions protect civilians during armed conflict
which is "not of an international character occurring in the
territory of one of the High Contracting Parties" are also
binding erga omnes. After stating that article 3 which is
common to all four Geneva Conventions of 12 August 1949 spells out
the rules to be applied in the armed conflicts of non-international
character, the Court went on to affirm that certainly these rules
also form a minimum yardstick besides the more elaborate rules which
apply to international conflicts in the event of international armed
conflicts, and that they are rules which, in the Court’s opinion,
reflect what the Court in 1949 called ‘elementary considerations
of humanity’ (Corfu Channel, Merits, I.C.J. Reports 1949, p.
22…)" Continuing, the Court stated that the pertinent principles
are to be looked for in the provisions of Article 3 of each of the
four Conventions of 12 August 1949, which expressly applies to conflicts
not having an international character. It then went on to affirm
the obligation erga omnes of article 3 which is common to
all four Geneva Conventions. It stated: "The Court considers
that there is an obligation on the United States Government in the
terms of Article 1 of the Geneva Conventions, to ‘respect’ the Conventions
and even ‘to ensure respect’ for them ‘in all circumstances’, since
such an obligation does not derive only from the Conventions themselves,
but from the general principles of humanitarian law to which the
Conventions merely give specific expression " It then concluded
that the United States "is thus under an obligation not to
encourage persons or groups engaged in the conflict in Nicaragua
to act in violation of the provisions of Article 3 common to the
four 1949 Geneva Conventions…."
Article 158 of the Geneva Convention relative
to the Protection of Civilian Persons in Time of War, 1949, states:
"Each of the High Contracting Parties shall be at liberty to
denounce the present Convention….The denunciation shall have effect
only in respect of the denouncing Power. It shall in no way impair
the obligations which the Parties to the conflict shall remain bound
to fulfil by virtue of the principles of the law of nations, as
they result from usages established among civilised peoples, from
the laws of humanity and the dictates of the public conscience."
The fact that every States Party to this Convention is still bound
by the obligation to protect the Civilians even after it has denounced
the Convention, means that the obligation to protect Civilians in
armed conflict is binding irrespective of the Geneva Conventions.
The source of their obligation as stated in the Convention is the
principles of the law of nations.
The Court also stated
that "neither before the laying of the mines nor subsequently,
did the United States Government issue any public and official warning
to international shipping of the existence and location of the mines;
and that personal and material injury was caused by the explosion
of the mines which also created risks causing a rise in marine insurance
rates." The Court stated:"…If a State lays mines in any
waters whatever in which the vessels of another state have rights
of access or passage, and fails to give any warning or notification
whatsoever, in disregard of the security of peaceful shipping, it
commits a breach of the principles of humanitarian law underlying
the specific provisions of Convention No. VII of 1907. Those principles
were expressed by the Court in the Corfu Channel case as follows:
‘certain general and well recognised principles, namely: elementary
considerations of humanity, even more exacting in peace than in
war.’(I.C.J;
Reports 1949, p. 22)"
3. Doctrine on Obligation erga Omnes
of Human Rights and Humanitarian Law
PREAMBLE
In this section, we shall discuss the contributions
of the doctrine to the norm of obligation erga omnes of principles
human rights and humanitarian Law. To this end we shall discuss
the following: (1) Resolution of the Institute of International
Law; (2) International Law Commission
3.1. Resolution of the Institute of International
Law
On l3 September 1989, the Institute of International
Law adopted a resolution on "The Protection of human rights
and the principle of non-intervention in the international affairs
of States.'' This resolution marks the climax of the recognition
in International Law of the norm of obligation erga omnes
of human rights.
In paragraph 5 of the Preamble, the Institute stated
that the reactions of States and international organisations to
the frequent gross violations of human rights, international doctrine
and jurisprudence, testify that since human rights have been given
international protection, they "are no longer matters essentially
within the domestic jurisdiction of States."
Article 1 states that human rights express directly
the dignity of the human person. The obligation of States to ensure
their observance arises from the recognition of this dignity. As
stated by the International Court of Justice, this international
obligation is erga omnes. It devolves upon every State vis-à-vis
the entire international community, and each State has a legal interest
in the protection of human rights. The obligation in addition involves
a duty of solidarity among all States to ensure that human rights
are effectively protected as soon as possible all over the world.
Article 2 stipulates that a State cannot escape
from its international responsibility if it breaches its obligations
in the field of human rights under the pretext that such matters
fall essentially within its domestic jurisdiction.
As legitimate reactions to the breach of human
rights, States either individually or collectively, have the right
to take diplomatic, economic and other measures against any State
that has breached the obligation stated in article 1. However, this
is under the condition that such measures are authorised in International
Law and also that they do not entail the use of armed force which
would be a contravention of the Charter. When such measures are
taken, they should not be regarded as an unlawful intervention in
the internal affairs of that State.
The justification of whatever measures are taken
depends on the gravity of the violations and of all the relevant
circumstances. In the event of grave violations of human rights,
especially large-scale or systematic violations, including the infringements
of non-derogable rights, collective measures undertaken to ensure
the protection of human rights are justified.
Article 3 states that in all circumstances, diplomatic
representations, mere verbal expressions of concern or disapproval
concerning any infringements of human rights are all lawful.
Article 4 stipulates that measures, whether individual
or collective, which are taken, shall satisfy the following conditions:
(1) With the exception of extreme urgency, before
measures are taken there should be a formal request made to the
State infringing the human rights to cease to do so;
(2) There should be proportionality between the
measures taken and the gravity of the violation;
(3) Only against the offending State shall measures
be taken;
(4) The interests of individuals, of the third
States, and the effect of the measures taken on the standard of
living of the population involved, shall be put into consideration
by States taking such measures.
Article 5 states that humanitarian assistance to
the population against whose State counter-measures are taken should
not be regarded as unlawful intervention in the internal affairs
of that State. Humanitarian assistance should not be arbitrarily
rejected by the State.
Article 6 states that the provisions of the resolution
shall apply without prejudice to the other procedures that are prescribed
on international and regional levels in human rights matters.
3.2. International
Law Commission on erga
omnes Character of International Crimes: All States are
"injured" States
The International Law Commission in accordance
with the distinction made by the ICJ between obligations erga
omnes and those arising from diplomatic protection which is
bilateral, established in article 19 of the Draft articles on
State Responsibility, as one of the crimes, a serious breach
of human rights. It states:" ...on the basis of the rules of
International Law in force, an international crime may result, inter
alia, from... (c) A serious breach on a widespread scale of
an international obligation of essential importance for safeguarding
the human being, such as those prohibiting slavery, genocide and
apartheid."
The commission of a crime by a State has erga
omnes consequences because it is a "breach by a State of
an international obligation so essential for the protection of fundamental
interest of the international community" Thus the International
Law Commission states: "In fact, the whole definition of an
international crime in article 19, paragraph 2, seems to presuppose
the recognition of a collective interest of all (other) States."
Consequently, when a State commits international
crime for example by perpetrating genocide, all States are therefore
considered as "injured State." This is established in
article 5 of the Draft articles proposed by the special Rapporteur
in his Fifth Report (1984) where he states: "For the purposes
of the present articles, "injured State" means: (a) if
the internationally wrongful act constitutes an infringement of
a right appertaining to a State by virtue of a customary rule of
International Law or of a right arising from a treaty provision
for a third State, the State whose right has been infringed...(d)
if the internationally wrongful act constitutes a breach of an obligation
imposed by a multilateral treaty, a State party to that treaty,
if it is established that :
(i) the obligation was stipulated in its favour;
or
(ii) the breach of the obligation by one State
party necessarily affects the exercise of the rights or the performance
of the obligations of all other States parties; or
(iii) the obligation was stipulated for the protection
of collective interests of the States parties; or
(iv) the obligation was stipulated for the protection
of individual persons, irrespective of their nationality;
(e) if the internationally wrongful act constitutes
an international crime, all other States."
Commenting on this article the International Law
Commission states: "...some multilateral treaties recognise
or create, as between the States parties to them, a collective
(in contradistinction to a merely common or parallel) interest of
those States, for the protection or promotion of which those States
enter into obligations. A breach of such an obligation then injures
the collectivity of such States parties rather than one or more
individual States parties." The Commission further states:
"The other instance of recognition, or creation, of an interest
not allocated to a particular State party to the multilateral treaty
is the multilateral treaty providing for obligations of States parties
to respect fundamental rights as such." It follows then that
by virtue of the erga omnes character of any human rights
obligation, in the event of its breach, every State party to such
multilateral human rights treaty is "injured State."
However, when the breach of human rights constitutes
a crime, it is not only all the States Parties that are "injured
State" but also all other States of the international community
that are not parties to the human rights multilateral treaty. Hence,
article 5( e) of the Draft articles proposed by the Special Rapporteur
in his Fifth Report (1984) stated: "if the internationally
wrongful act constitutes an international crime, all other States."
Paragraph 1 of article 5 of the Rome Statute
of the International Criminal Court recognised those crimes,
which are of most serious concern to the international community.
It stated: "The jurisdiction of the Court shall be limited
to the most serious crimes of concern to the international community
as a whole. The Court has jurisdiction in accordance with this Statute
with respect to the following crimes:
(a) The crime of genocide;
(b) Crimes against humanity;
(c) War crimes;
(d) The crime of aggression."
Since these crimes are of serious concern to the
international community, when they are committed the legal interest
of all States and the whole international community is injured and
every State has the right to ensure that their perpetrators are
prosecuted in order to protect its interest. The logical consequence
of this is that the International Criminal Court should have compulsory
jurisdiction to try any one accused of crime of genocide, crimes
against humanity, war crimes and crime of aggression irrespective
of whether the State of the accused has ratified the Rome Statute
of the International Criminal Court or not. However, the Statute
provides ratification by the State concerned before the Court can
have jurisdiction to try its citizen, which we maintain is illogical.
4. LEGAL CONSEQUENCES OF OBLIGATION ERGA
OMNES OF PRINCIPLES OF HUMAN RIGHTS AND HUMANITARIAN LAW
PREAMBLE
In this section we shall discuss the legal consequences
of obligation erga omnes of principles of human rights and
humanitarian Law in the contemporary International Law under the
following themes: (1) obligation erga omnes of human rights
devolves on all States, (2) all States have legal interest in the
observance of human rights and right to intervention without force
to protect the victims; (3) all human rights have obligation erga
omnes, (4) objection to the norm of obligation erga omnes
of human rights; (5) genocide and mass killings and right and duty
of all States to humanitarian intervention.
4.1. Obligation
erga omnes of
Human Rights devolves on all States
One of the logical consequences of obligation erga
omnes of any norm having that character in International Law
is that its obligation devolves on all States irrespective of their
consent. Also every State has the right to protect the corresponding
erga omnes rights. Meron explains "obligations erga
omnes" as being international obligations which are so
basic "that they run equally to all other States, and every
State has the right to help protect the corresponding rights.''
In contemporary International Law, the principles
concerning the basic rights of the human person are among those
norms that create obligations erga omnes. Thus, the ICJ in
the Case concerning the Barcelona Traction, Light and Power Company,
Limited, 1970, affirmed that "an essential distinction
should be drawn between the obligations of a State towards the international
community as a whole, and those arising vis-à-vis
another State in the field of diplomatic protection." Those
obligations towards the entire international community, the Court
maintained, are the "concern of all States,'' and are "obligations
erga omnes..'' Those obligations erga omnes in contemporary
International Law are derived inter alia from the "principles
and rules concerning the basic rights of the human person."
Therefore the basic rights of the human person create obligations
which are binding on all States irrespective of their will or consent.
Dinstein argued that since human rights are rights,
they entail corresponding obligations. These obligations devolve
on States within the system of International Law.
The Institute of International Law in article 1
of its resolution adopted on l3 September 1989, as we have seen,
maintained that human rights constitute a direct expression of the
dignity of the human person. And that the obligation for the States
to respect them follows from the recognition of this human dignity.
The Institute went on to affirm that "this international obligation,
as expressed by the International Court of Justice, is erga omnes;
it is incumbent upon every State in relation to the international
community as a whole, and every State has a legal interest in the
protection of human rights." It further stated that this obligation
connotes a duty of solidarity among all States to guarantee the
effective protection of human rights in the whole world as soon
as possible. The obligation to protect human rights therefore devolves
on all States.
4.2. All States have legal Interest in
the observance of human rights and Right to Intervention without
Force to protect the victims
Since the obligation erga omnes of human
rights devolves on all States, all States have legal interest
in their observance of human rights by all other States. There are
ipso facto corresponding rights created for all States. Just
as every State has an obligation towards every other State, so also
every State has a right to the fulfilment by every other State of
the obligation flowing from human rights. Thus new States' rights
are generated by the fact of existence of obligation erga omnes
of human rights which are different from the human rights of the
individuals.
Since all States
have legal interest in the fulfilment of obligations erga omnes
of human rights by every other State, in the event of breach of
these obligations, the right of every State is breached and consequently
the offending State incurs responsibility vis-à-vis
every other State. This means that the breach of human rights has
erga omnes consequences, which is the logical consequence
of the erga omnes character of the rights and obligations
involved. Consequently every other State has a locus standi
in the matter and can make a claim against the offending State on
behalf of the individual whose human right is breached irrespective
of his nationality.
Thus, the legal consequences created by the breach of erga omnes
obligation of human rights is different from the breach of any other
obligation in the domain of diplomatic protection where the State
of which the victim has its nationality, is the only one that has
locus standi to vindicate the right breached.
Thus, States either individually or collectively
have the right to take non-violent counter-measures that is interventions
without force, against the offending State to make it desist from
further violation of human rights and to comply with its erga
omnes obligations.
These non-violent counter-measures are forms of
intervention without force. However, in the event of a threat or
actual perpetration of mass killings or genocide, the UN Security
Council should authorise UN Member States or any group of States
to intervene to prevent or stop such violations.
4.3. All
Human Rights have Obligations erga
omnes
It is discussed among authors whether all the human
rights contained in all the major human rights instruments have
obligation erga omnes or only some of them.
Oppenheim's International
Law, states that there is no consensus on the list of human
rights and obligations that are erga omnes and that the law
in this area is still in the formative stage. Oellers-Frahm maintains
that "it has to be strongly emphasised...that not the whole
body of human rights qualifies as obligations erga omnes
even if this position is advanced by some." He argues that
according to the International Court of Justice only the "basic
rights of the human person" have the character of an obligation
erga omnes."
He maintained that only massive violations of human
rights could be regarded as a breach of erga omnes obligation
of human rights demanding sanction of the international community.
He also argued that in accordance with article 19 of Draft articles
on State responsibility, a massive violation of human rights of
an individual or of a group of persons also calls for reaction on
the part of the international community. Moreover, the International
Law Commission in its draft articles on State responsibility only
mentioned "a serious breach on a widespread scale of an international
obligation of essential importance for safeguarding the human being,
such as those prohibiting slavery, genocide and apartheid."
The
ICJ uses the adjective "basic" to qualify "the rights
of the human person'' by the Court. Does the Court wish to make
a distinction between the rights of the human person that are basic,
and others that may be called "ordinary" rights? If so,
does the Court wish to imply that there are human rights, which
are not basic and therefore not included among those having obligation
erga omnes?
Meron has interpreted this text to mean that the
Court intended to distinguish between basic human rights of the
human person which give rise to obligation erga omnes and
ordinary human rights that do not do so. Dinstein has criticised
this interpretation of Meron. He maintained that if the Court had
intended to make such distinction, it would have been without any
basis in the theory and practice of human rights since all human
rights are described as "fundamental freedoms." He affirmed
that "any attempt to rate some of them as more basic than others
would be confusing and ill-advised."
Meron is equally opposed to any distinction implied
by the use of the phrase "basic human rights" by the ICJ.
He argued that the distinction between "basic rights"
and "ordinary rights" is not self-evident. Meron maintains
that the development of law due to impact of the principle of erga
omnes shows that the erga omnes character of human rights
has not been restricted to basic rights. Meron concluded that "both
international practice and scholarly opinion seem to have moved
well beyond the erga omnes dictum of Barcelona Traction.
The distinction between basic human rights and human rights
tout court, as regards their erga omnes character,
can no longer be regarded as settled law." Similarly some members
of the Institute of International Law, have criticised such distinction.
The Institute of International Law, unlike the
ICJ never uses the term "basic" to qualify human rights
in its resolution, rather it simply uses the phrase "human
rights." For example, in article 1 of its resolution it stated:
"Human rights are a direct expression of the dignity
of the human person. The obligation of States to ensure their observance
derives from the recognition of this dignity.... This international
obligation, as expressed by the International Court of Justice,
is erga omnes." Other references to the use of the same
phrase are the following: "...every State has a legal interest
in the protection of human rights." "The obligation
... implies the duty ... to ensure ... effective protection of human
rights...." "Measures designed to ensure the collective
protection of human rights...." "Diplomatic representations...
regarding any violations of human rights...." etc.
The question is: What does the Institute mean
by the phrase "human rights" which have obligation erga
omnes? Does it refer to all the human rights contained in all
the human rights instruments or only to some of them like the human
rights provisions of the charter and the Universal Declaration
of human rights of 1948, or does it refer like the ICJ to "basic
rights" of the human person which, as we have shown, mean "fundamental
rights"?.
Dinstein has affirmed that the resolution of the
Institute embraces all human rights recognised in the Universal
Declaration of Human Rights of 1984. He maintained that "this
formula certainly goes beyond a few so-called basic rights and transcends
any reasonable limits of jus cogens. " Although not
every human right recognised in the Universal Declaration of
Human Rights is jus cogens, the decision of the Institute
is that each of those rights creates an obligation erga omnes.
Dinstein affirmed that the Institute did not confer erga omnes
status to human rights recognised after the adoption of the Universal
Declaration of Human Rights of 1948. He concluded that "recent
advances in International Law, which have pushed the frontiers of
human rights beyond the pale of the Universal Declaration, cannot
be regarded as a source of erga omnes obligations."
I do not accept this position because human rights
are universal, indivisible and interdependent. Thus, the Vienna
Declaration and Programme of Action rightly stated: "All
human rights are universal, indivisible and interdependent and interrelated.
The international community must treat human rights globally in
a fair and equal manner, on the same footing, and with the same
emphasis…it is the duty of States …to promote and protect all human
rights and fundamental freedoms. Since all human rights are universal
indivisible, interdependent and interrelated, it is right to argue
that all of them have the character of obligation erga omnes.
In my own opinion, the solution to the problem lies in the interpretation
of the phrase "basic rights" as used by the ICJ in the
Barcelona Traction Case. Its equivalent in the French text
of the ICJ Reports, is "les droits fondamentaux.'' "Les
droits fondamentaux" would be translated in English as
"fundamental rights." If this is correct – and I am of
the opinion that "basic rights" and "fundamental
rights" mean the same thing – then the question is: what does
"fundamental rights" in law mean? There is a general agreement
that "fundamental rights are those human rights that are guaranteed
by the constitution. This fact can be substantiated from the practice
of States in the legal protection of human rights. It was these
fundamental rights that later became recognised as human rights
in International Law. Moreover, many constitutions, have a section
which is entitled "Fundamental Rights and Freedoms.'' The PCIJ
in the Danzig Legislative Decrees Case, affirmed that "fundamental
rights" are those rights that are protected by the constitution.
I therefore maintain that "human rights" are the same
as "fundamental rights."
Although all human rights have obligation erga
omnes and all States are legal interest in their protection,
and consequently the right to intervention without force to protect
them in the event of their violation, however, I maintain that it
is only when genocide and mass killings occur that humanitarian
intervention to prevent or stop genocide and mass killings when
all interventions without force have proved abortive is a logical
consequence of obligation erga omnes of human rights. Other
conditions that should be fulfilled before such humanitarian intervention
should be legitimate are as follows: (1) it must have the authorisation
of the Security Council; (2) it must respect the humanitarian law
and the principle of proportionality; (3) Moreover, recourse to
it must be had only after all peaceful means to resolve the issue
have failed; (5) it must aim only at preventing or stopping the
State from carrying out further massive violations of right to life
of the civilian population and therefore as soon as this objective
is achieved, the humanitarian intervention must cease.
4.4. Human
Dignity as the Basis of the Obligation erga
omnes of Human Rights and Humanitarian Law
Preamble
One characteristic of the obligation erga omnes
of human rights is that it is binding on all States, including
those that do not consent to it. No State is free from the obligation
even if it objects to it. Also, it does not require the consent
of States before they observe human rights. What, then, is the basis
of this kind of obligation? We shall argue in this section that
it is not the consent of States but the principle of human dignity.
To this end, we shall examine two main theories on the basis of
obligation in International Law of Human Rights. The following theories
shall therefore be discussed: (1) consensualism, (2) the Principle
of Human Dignity.
4.4.1. Consensualism
Consensualism or voluntarism, is a positivist
theory which maintains that the basis of obligation in International
Law is the consent or will of the States. Since the theory of consensualism
varies with its proponents we shall examine the various versions
of the theory as held by its proponents vis-à-vis
the doctrine of obligation erga omnes of human rights. The
classical formulation of this theory is found in the judgement of
the Permanent Court of International Justice in The case of the
S.S. "Lotus," 1927. In this case the Court stated:
"International Law governs relations between independent States.
The rules of law binding upon States therefore emanate from their
own free will as expressed in conventions or by usages generally
accepted as expressing principles of law and established in order
to regulate the relations between these co-existing independent
communities or with a view to the achievement of common aims. Restrictions
upon the independence of States cannot therefore be presumed."
The Court, in other words, affirms that the obligations
arising for States in International Law are derived from their free
will as expressed in conventions and customary laws. The free will
of States is therefore the basis of obligation in International
Law, hence only the consensual sources of International Law - conventions
and customary law - are binding on States. This position of the
Court, moreover, has been criticised by Judge Loder in his dissenting
opinion. In his very words: "...under International Law, every
door is open unless it is closed by treaty or by established custom.
The Court in its judgement holds that this view is correct, well
founded, and in accordance with actual facts.... It seems to me
that the contention is at variance with the spirit of International
Law." The logical conclusion is that the general principles
of law recognised by civilised nations do not constitute an independent
source of obligation for States.
Obviously this version of consensualism advanced
by the Court cannot be the basis of the obligation erga omnes
of human rights since this obligation binds all States, irrespective
of human rights obligations arising either from human rights treaties
or customary international law, which are binding on States because
they have consented to such obligations. Moreover, consensualism
negates the obligation erga omnes by demanding that each
State has to consent before it is subject to such obligation.
Some authors also have held the consensual basis
of obligation in International Law. Triepel, for example, affirmed
that just as the will of the State is the source of law in internal
law, so also in the International Law, the source of law is the
will of States. This will of states, he maintained, cannot be individual
will of each state but the common will of States. This will that
creates International Law cannot be the individual will of a State
but the common will which is the union of particular wills of the
States. The means by which this common will is constituted he called
"Vereinbarung". Because the will of States is the
basis of international obligation, Triepel then concluded that no
State can be bound neither by any international rule nor by a treaty
in whose formation it has not participated nor can it later subject
itself to it. The consensual theory of Triepel obviously cannot
be the basis of the obligation erga omnes of human rights
since this kind of obligation binds even States that have not consented
to the principles of human rights.
The inadequacy of the theory of Triepel as
the true basis of obligation erga omnes of human rights can
be seen from its logical consequence on the obligation erga omnes
of human rights. Since consent can be withdrawn, if, at any time
in the future all the States withdraw their consent to the obligation
erga omnes of human rights, it means that human rights will
automatically cease to be binding on all States; this is untenable.
In contemporary International Law, there are also
a number of proponents of the consensual theory as the basis for
International Law. They include the American Law Institute, which
in its publication, Restatement of the Law, stated that modern
International Law is based on the acceptance of the States. The
problem with this theory is that, since acceptance is consensual,
if States in the future refuse to accept that human rights create
obligation erga omnes, does that mean that human rights will
cease to be binding on all of them?
The obligations erga omnes arising from
human rights are binding on all States irrespective of their acceptance.
Acceptance as the basis of the doctrine of obligation erga omnes
of human rights is therefore untenable.
Other modern proponents of consensual theory as
the basis of obligation in International Law are Weil and Oppenheim's
International Law. Weil maintained that States are creators
of norms of International Law. The logical consequence of his voluntarism
is his rejection of the existence of doctrine of obligation erga
omnes in contemporary International Law.
Oppenheim's International Law affirms that
"common consent" could be said to be the basis of international
legal system." It further explained that "common consent"
does not mean that every time all the States must expressly consent
to each part of all the rules of International Law, because such
common consent can never be established in practice. What it meant
by common consent is not consent to singular rules, but rather express
or tacit consent of States to the corpus of the rules that, at a
given time, constitute the International Law.
The "common consent" advocated by Oppenheim's
International Law, as the basis of the obligation in International
Law is like the "common will" of Triepel. The problem
with this kind of theory, as we have seen in the case of the "common
will" of Triepel, is that since States' will, which is the
source of the "common consent" is subject to change, also
the common consent can be withdrawn or altered at any moment. When
this obtains, the obvious effect is that it will undermine the obligation
erga omnes of human rights. In fact Oppenheim's International
Law referred to this possibility when it stated, "The body
of the rules of this law (i.e. International Law) can be altered
by the generally agreed procedures only, not by a unilateral declaration
on the part of one State." Since the body of the rules of International
Law can be altered because they are based on the "common consent"
of States, it follows that the human rights rules which create obligation
erga omnes and which form part of this body of rules, can also
be altered. This will be detrimental to the protection of human
rights.
In short, the consensual theory as the basis of
obligation in International Law is incompatible with the norm of
obligation erga omnes of human rights. Therefore it cannot
constitute the basis of obligation erga omnes of human rights.
We shall therefore turn to the theory of "human dignity,"
which offers an adequate foundation for the obligation erga omnes
of human rights.
4.4.2. Principle of Human Dignity
Most international instruments on human rights
affirm that human rights are derived from "human dignity."
Thus paragraph 2 of the preamble to the International Covenant
on Economic, Social and Cultural Rights states, "Recognising
that these rights derive from the inherent dignity of the human
person." Also paragraph 2 of the preamble to International
Covenant on Civil and Political Rights states "Recognising
that these rights derive from the inherent dignity of the human
person." The Final Act of the Helsinki Conference, 1975
in principle VII, states that the participating States "will
promote and encourage the effective exercise of civil, political,
economic, social, cultural and other rights and freedoms all of
which derive from the inherent dignity of the human person and are
essential for his free and full development."
The obvious conclusion to be drawn from the above
is that the basis of human rights is neither the "common consent"
of States, nor the consent of any individual State but the dignity
of the human person.
Human rights are the expression of the human dignity.
In order to respect the dignity of every human person, it is imperative
to respect his human rights everywhere and always irrespective of
his nationality.
The obligations erga omnes of human rights
are therefore based on the principle that human dignity should be
respected always and everywhere. Common consent of States is only
the secondary basis of obligation erga omnes, while the primary
basis is the principle of human dignity.
4.5. Sovereignty of States is limited
by the norm of obligation erga omnes of the principles
of human rights and humanitarian Law
One of the legal consequences of any norm giving
obligation erga omnes is that this norm per se e de
jure limits the sovereignty of States. This follows from the
fact that the obligation in question does not arise from the will
of States but from human dignity. States as we have said are bound
by this obligation even against the will.
4.6.
The right and duty to protect human rights arising from the
norm of obligation erga
omnes of human rights have precedence over the duty to
respect the sovereignty of States
A norm that limits the sovereignty of States against
their will must be considered to be superior to the will of States
and consequently their sovereignty. Consequently the duty to observe
this norm must take precedence over the duty to respect the sovereignty
of States. Such norm can logically be regarded as a norm of jus
cogens. Consequently, the right and duty arising from the norm
of obligation erga omnes of the principles of human rights
and humanitarian Law to protect human rights overrides the duty
to respect the sovereignty of States.
4.7. Ratification
of the human rights and humanitarian Law instruments is not
a conditio sine
qua non for the obligation to observe the principles of
human rights and humanitarian Law
Another logical consequence of the obligation erga
omnes of principles of human rights and humanitarian Law is
that ratification of the instruments embodying human rights and
humanitarian norms is no longer a conditio sine qua non for
the obligation to observe these norms. All States are obliged to
observe human rights and humanitarian norms irrespective of whether
they have ratified the Conventions that embody these norms or not.
The principles of theses norms are binding per se and erga
omnes. They are binding independently of the treaties that codify
them. Consequently all States have the obligation to observe
them always even if they have not ratified Conventions of human
rights and humanitarian law or have withdrawn from them after having
ratified them.
4.8. Right of every State to prosecute
States and individuals accused of human rights violations
Also the fact that every State has legal interest
in the observance of human rights and humanitarian Law, in the event
of their breach by any State or individual, every State is "injured"
State since its legal interest has been injured. Consequently, every
State has the right to prosecute the accused in its domestic Court
or in the international criminal Court when the human rights violations
are massive as to constitute international crimes whether or not
the State or the State of the accused has ratified the statute of
the international criminal Court. This means that the international
Criminal Court should have universal compulsory jurisdiction.
This follows from the fact that the erga omnes
character of the human rights violation arising from the erga
omnes obligation of principles of human rights and humanitarian
Law makes every State a defendant because its legal interest has
been injured by the offending State. Consequently every State has
the right to protect its legal interest that has been harmed by
prosecuting the offending State or the individual.
4.9. Human rights are no longer matters
that are essentially and exclusively within the domestic jurisdiction
of States
The final legal consequence of the norm of obligation
erga omnes of principles of human rights and humanitarian
Law is that the issue of human rights and humanitarian Law is no
longer a matter essentially and exclusively within the domestic
jurisdiction of States. In international Law, it is a generally
accepted rule that once a State assumes an international obligation
on a particular matter, that matter automatically ceases to be within
the domestic jurisdiction of that State. Thus in the Advisory
Opinion on Nationality Decrees in Tunis and Morocco,
1923, the P.I.C.J. stated:" From one point of view, it might
well be said that the jurisdiction of a State is exclusive
within the limits fixed by international law.... The words "solely
within the domestic jurisdiction" seem rather to contemplate
certain matters which, though they may very closely concern the
interests of more than one State are not, in principle, regulated
by international Law. As regards such matters, each State is sole
judge." The Court continued: "The question whether a certain
matter is or is not solely within the jurisdiction of a State is
an essentially relative question; it depends upon the development
of international relations. Thus, in the present state of international
law, questions of nationality are, in the opinion of the Court,
in principle within this reserved domain." However, once such
a matter like nationality which in principle is within domestic
jurisdiction is regulated by international Law, "the right
of a State to use its discretion is nevertheless restricted by obligations
which it may have undertaken towards other States."
Therefore "in such a case, jurisdiction which,
in principle, belongs solely to the State, is limited by rules of
international law. Article 15, paragraph 8, then ceases to apply
as regards those States which are entitled to invoke such rules,
and the dispute as to the question whether a State has or has not
the right to take certain measures becomes in these circumstances
a dispute of an international character and falls outside the scope
of the exception contained in this paragraph."
Thus, when a norm creates an obligation for a State
under international Law, the object of that norm ceases to be a
matter essentially and exclusively with the domestic jurisdiction
of that State. Since the norm of obligation erga omnes of
principles of human rights and humanitarian Law creates obligation
erga omnes vis-à-vis all States and all other States
and the international community as a whole have legal interest and
right in their observance, it logically follows that they have ceased
to be a matter essentially and exclusively within the domestic jurisdiction
of States. Although issues of human rights and humanitarian Law
are shared by both national and international jurisdiction however,
they are essentially within international jurisdiction.
5. OBJECTION TO THE NORM OF OBLIGATION
ERGA OMNES OF HUMAN RIGHTS
Some authors like P. Weil have attacked this new
development in the contemporary International Law concerning the
existence of the legal interest of all States in the observance
of obligations erga omnes of human rights. He maintained
that it is not any State that may be considered to have a "legal
interest" that has a right to the observance of any international
obligation by other State or States on which such obligation devolves.
Weil affirmed that "there is no legal obligation whose fulfilment
can be demanded by all States without distinction, as possessors
of a corresponding right." He therefore concluded that "no
international obligations erga omnes traditionally exist:
it is up to each State to protect its own rights; it is up to none
to champion the rights of others."
Replying to this position of Weil, Dinstein affirmed
that the concept of obligations erga omnes "can probably
be regarded as settled law today." The practice of States in
protesting against violations of human rights irrespective of the
nationality of the victims, is an evidence of the acceptance of
the doctrine of obligations erga omnes of human rights. Moreover
the doctrine of obligations erga omnes of human rights will
ensure more effective implementation of International Law through
collective enforcement. It shows the need of the principle of solidarity
in International Law. This will ensure more effective protection
of fundamental rights of the human person as opposed to bilateralism
that has up till now characterised International Law in the field
of international responsibility.
6. GENOCIDE AND MASS KILLINGS AND RIGHT
OF ALL STATES TO HUMANITARIAN INTERVENTION
As we have seen above, one of the legal consequences
of obligation erga omnes of principles of human rights and
humanitarian Law is that all States have the right to intervene
without force to protect the victims of human rights violations
irrespective of their nationality. The norm of obligation erga
omnes of human rights and humanitarian Law in the contemporary
international Law, grants every State this right to protect human
rights whenever and wherever they are breached. Thus if any State
fails to respect and observe human rights and fundamental freedoms
such conduct constitutes a breach of legal interest of the all States
and the international community as a whole. Consequently
all other States are injured States since their legal interest is
adversely affected by the misconduct of the offending State even
though they are not directly and materially affected by the misconduct
of the offending State. Thus, they have right to intervene without
force to protect their legal interest that has been injured. States
therefore have right to resort to all forms of interventions without
force in order to protect human rights.
But, the question arises: when there is a threat
or actual commission of genocide or mass killings by a State or
group of persons or an individual, have States the right to intervene
militarily to protect the civilian population? After having exhausted
all non-violent measures to ensure the protection of the civilian
population and such measures have proved abortive to achieve this
purpose, we maintain that there is a right and duty following from
obligation erga omnes of human rights and humanitarian Law,
to intervene even militarily to protect the victims provided the
conditions we have already stated are fulfilled. Thus, the Pope
in his Message for the Celebration of the World Day of Peace of
1 January 2000 stated: "Clearly, when a civilian population
risks being overcome by the attacks of an unjust aggressor and political
efforts and non-violent defence prove to be of no avail, it is legitimate
and even obligatory to take concrete measures to disarm the aggressor."
But under the contemporary international Law, such
humanitarian intervention to protect the civilian population will
constitute a breach of international Law in force for the following
reasons:
First, a right to collective armed intervention
cannot be legitimate because in this case, there is no question
of armed attack against a Member State of UN. Thus, the ICJ in the
Nicaragua Case, stated:"…the lawfulness of the use of
force by a State in response to a wrongful act of which it has not
itself been the victim is not admitted when this wrongful act is
not an armed attack. In the view of the Court, under international
Law in force today -whether customary international Law or that
of the United Nations system -States do not have a right of ‘collective’
armed response to acts which do not constitute an ‘armed attack’."
Thus, self-defence cannot justify any humanitarian intervention
undertaken to protect the civilian population against mass killings
or genocide. However, the fact remains that there is an armed attack
here although not against the State qua tale but against
the its civilian population. The Charter does not authorise
States to intervene collectively to defend the civilian population
against armed attack. Consequently, States cannot intervene under
article 51 of the Charter in this situation.
Collective armed intervention to protect the civilian
population cannot also be justified under the current international
Law by invoking the doctrine of humanitarian intervention for the
following reasons: (1) The collective humanitarian intervention
will constitute a breach of the principle of non-use of force in
international relations. (2) When such humanitarian intervention
is undertaken by a regional force in order to restore international
peace and security, it will constitute a breach of article 53 if
there is no prior authorisation of the UN Security Council. Assuming
that the UN Security Council authorises such regional humanitarian
intervention, it will do so not primarily to protect the civilian
population against genocide or mass murder but because it has determined
that the situation constitutes a threat to international or regional
peace and security. Which means that if this link between restoring
international peace and security and perpetration of mass murder
or genocide is not made, the UN Security Council may not authorise
the regional forces to intervene militarily to protect the civilians.
Consequently, we are faced with a situation in
which there are three options: (1) Either, the Civilian population
is left to die because the UN Charter does not authorise humanitarian
intervention to protect civilians against genocide or mass killings
when they are attacked since the collective intervention is legitimate
only when there is external armed attack against a sovereign State
but not armed attack against a civilian population within a State
by either the State itself or by a group of warring party or the
UN Security Council after having determined that the situation constitutes
a threat to international or regional peace and security authorises
the multinational force established by the Member States of the
UN or a regional forces to intervene to restore peace and security.
But even in this latter situation, since the Charter does
not provide for intervention to protect the civilians against genocide
or mass killings, authorisation from the UN Security Council may
not be forthcoming unless the it is clear that the mass killings
or genocide constitutes a threat to international or regional peace
and security.
The obvious conclusion to be drawn from the foregoing
is that there is a conflict of norms. There is therefore need to
modify the UN Charter to conform to the new developments
in international Law.
Since there is right and obligation on the part
of all States and the international community as a whole to intervene
to protect the human rights of the civilian population in accordance
with the norm of obligation erga omnes of human rights, the
UN Charter should be modified to allow humanitarian intervention
to protect the civilians against genocide or mass murder as another
exception to the principles of non-use of force and non-intervention,
besides the right to intervention for collective self-defence and
UN right to intervention for the restoration of international peace
and security under Chapter VII of the Charter, under the
following conditions: (1) humanitarian intervention must have the
authorisation of the Security Council and it must respect the humanitarian
law and the principle of proportionality; (2) recourse to it must
be had only after all peaceful means to prevent or stop the genocide
or mass killings have failed; (3) it must aim only at preventing
an imminent danger of genocide or mass killings or stopping the
State from committing further such crimes; (4) as soon as this objective
is achieved, the humanitarian intervention must cease.
The legal bases for this humanitarian intervention
are as follows:
First, in the contemporary international Law, matters
of human rights are no longer issues that are essentially and exclusively
within the domestic jurisdiction of States .The fact that articles
55 and 56 of the Charter imposes on the UN and its Member
States the obligation to promote universal respect for, and observance
of human rights and fundamental freedoms, automatically makes the
issue of human rights a matter of international concern. That is,
it has ceased to be a matter exclusively within the domestic jurisdiction
of individual Member States of the Charter. Cassese stated: "Let
me first of all consider what may be regarded as the basic premise
or root of the NATO intervention in the present international
community. First, it is a truism that today, human rights are no
longer of exclusive concern to the particular State where they may
be infringed. Human rights are increasingly becoming the main concern
of the world community as a whole. There is a widespread sense that
they cannot and should not be trampled upon with impunity in any
part of the world." Therefore, States have right to intervene
when there is massive violation of human right to life of civilians
as genocide or mass killings.
Consequently, States have the right to intervene
without force to protect human rights whenever and wherever they
are violated. However, when there is massive violation of right
to life amounting to mass killings or genocide, States the right
to intervene militarily to stop the mass killings or genocide provided
the conditions we have stated above are fulfilled among which is
that there must be prior authorisation from UN Security Council.
Secondly, the legal ground for humanitarian intervention
in contemporary international Law is the norm of obligation erga
omnes of human rights which requires all States to intervene
without force -and we add with armed force when necessary to protect
victims of mass killings and genocide - when any State violates
human rights. In accordance with this doctrine, all States have
legal interest in the respect and observance of human rights and
fundamental freedoms all those within the jurisdiction of every
State. Consequently, when a State breaches the right to life on
a massive scale, all other States are injured States. Accordingly,
they have a right to intervene to protect the victims irrespective
of the sovereignty of the offending State. Thus, Cassese stated
that the basic premise or root of the NATO’s intervention
in the present international community is that "the concept
is now commonly accepted that obligations to respect human rights
are erga omnes and, correlatively, any State, individually
or collectively, has the right to take steps (admittedly, short
of force) to attain such respect." Although, when the intervention
involves the use of force and is undertaken by a regional force,
it is necessary to obtain the authorisation of the UN Security Council
in accordance with article 53 paragraph 1 of the UN Charter.
Thirdly, the traditional doctrine of humanitarian
intervention requires that when there is massive violation of right
to life, for example when a State engages in mass killings or genocide,
other States have the right and duty to intervene with force to
protect the victims irrespective of their duty to respect the sovereignty
of State. However, for such humanitarian intervention to be legal,
the intervening State or States should fulfil certain conditions.
These conditions are as follows: First, the intervention must be
authorised by the UN Security Council. Secondly, it must respect
the principles of proportionality. Thirdly, it can only be resorted
to when all non-forcible interventions to get the defaulting State
comply with its human rights obligation have failed.
Finally it follows from the above considerations
that whenever there is conflict between intervention to protect
human rights and fundamental freedoms and the duty to respect the
principle of sovereignty of states, the protection of human rights
and fundamental freedoms takes precedence. Thus, the UN Secretary-General
rightly stated: State sovereignty, in its most basic sense, is being
redefined-not least by forces of globalisation and international
co-operation. States are now widely understood to be instruments
at the service of their peoples, and not vice versa. At the same
time individual sovereignty-by which I mean the fundamental freedom
of each individual enshrined in the charter of the UN and subsequent
international treaties-has been enhanced by a renewed and spreading
consciousness of individual rights. When we read the charter today,
we are more than ever conscious that its aim is to protect individual
human beings, not to protect those who abuse them."
However, this intervention should be without force.
The only exception to this rule is when mass killings or genocide
occurs. In this case, it is legitimate to intervene with force in
accordance with the doctrine of humanitarian intervention provided
the intervening State or States has/have obtained prior authorisation
of the UN Security Council and humanitarian law and the principle
of proportionality are respected.
In conclusion, we completely agree with the UN
Secretary-General when he stated: "This developing norm in
favour of intervention to protect civilians from wholesale slaughter
will no doubt continue to pose challenges to the international community.
In some quarters it will arouse distrust, scepticism, even hostility.
But I believe on balance we should welcome it. Why? Because, despite
all the difficulties of putting it into practice, it does show that
humankind today is less willing than in the past to tolerate suffering
in its midst, and more willing to do something about it."
7. RECOMMENDATIONS
PREAMBLE
Our recommendations are based on the foregoing
discussion on the norm of the obligation erga omnes of principles
of human rights and humanitarian Law, on our study on the conflicts
in Bosnia and Herzegovina, Rwanda, Kosovo and in East Timor.
These recommendations are divided into three sections:
Section 1 deals with necessary remote preventive measures to avoid
mass killings and genocide. These preventive measures are remote
measures that should be taken both normal circumstances when there
is no conflict and when there is no violation of human right to
life of civilian population in armed conflict. Emphasis should be
placed on prevention than on intervention. These preventive measures
should also be taken when there are sporadic violations of human
right to life of civilians in armed conflict. They also deal with
measures to be taken to prevent sporadic killings from erupting
into mass killings or genocide. and to prevent mass killings from
escalating into genocide. These preventive measures are categorised
into three sections or groups. The first group deals with remote
preventive measures. The second section deals with interventions
without force while the third deals with preventive armed intervention.
Section 2 deals with measures for undertaking humanitarian intervention
in order to prevent mass killings from escalating into genocide.
Section 3 deals with measures to stop mass killings and genocide
when any of these crimes has started occurring. Section 4 deals
with the prosecution of those accused of genocide or mass killings
which is primarily is meant to serve as a deterrent against those
who may contemplate committing such crimes in future. To this end
we shall discuss the following: (1) Remote preventive measures,
(2) interventions without force, (3) humanitarian intervention,
(4) and prosecution of suspects.
7.1. REMOTE PREVENTIVE MEASURES
7.1.1. Legal Protection Of Civilians In Armed
Conflict
7.1.1.1. Acceptance of the norm of obligation
erga omnes of principles of human rights and humanitarian
law by international community
One of the most effective ways of ensuring the
respect of the provisions of international humanitarian and human
rights law is acceptance by the international community that these
norms have obligation erga omnes . The acceptance of the
obligation erga omnes of the norms of human rights and humanitarian
norms will have the following consequences:
All States, groups, warring parties including non-State
actors and belligerents, every State official and every soldier
and every civilian all have obligation to respect these norms. Ratification
of these instruments of human rights and humanitarian Law or any
agreement reached by warring parties to observe these norms is no
longer a sine qua non for their observance since their obligation
does not depend on the consent of States expressed through ratification
of these instruments or through any agreement reached by the warring
parties. This is because obligation arising from erga omnes
norms does not derive from the consent of States, groups or individuals
but from the principle that human dignity. Consequently, there would
be no need for ratification of the human rights and humanitarian
instruments before they are binding on States non-State actors and
individuals.
7.1.1.2. Any attack against civilian population
in any armed conflict amounting to genocide or mass killings
should be accepted by international community as an international
crime producing erga omnes consequences among which is automatic
collective humanitarian intervention by the UN Member States
or by any regional or national force authorised by the UN
Security Council
Corresponding
to the erga omnes obligation of these norms is the erga
omnes right of every State to intervene to protect the victims
of violations of human rights and humanitarian norms irrespective
of their nationality. Although, in the event of any breach of these
norms, every State has the right to resort to non-forceful interventions.
However, in the event of threat or actual perpetration of massive
violations of human rights and humanitarian norms through mass killings
and genocide, the UN Security should authorise Member States to
intervene militarily to prevent or stop such violations.
7.1.1.3. Humanitarian intervention for
the protection of civilian population in armed conflict should
take precedence over seeking political solution to end that
conflict.
The safety of civilian population in any armed
conflict should take precedence over peace – keeping by UN peacekeepers.
This protection may entail intervention by the UN peacekeepers or
any other UN forces or regional or national force authorised by
the UN Security Council. Thus, when in armed conflicts, the safety
of the civilian population in safe areas is at risk and enforcement
action is required to protect them, the UN Security Council should
authorise it irrespective of whatever effects it might have on the
overall search for political solution to the conflict. Human right
to life of the civilian population should not be sacrificed in order
to achieve a peaceful political solution to any conflict rather
their protection should be take the priority over any "peaceful"
political solution If the warring parties fail to observe the Geneva
conventions, the UN Security Council should be ready to authorise
enforcement action to protect the lives of the civilian population
irrespective of whatever effects such intervention might have on
the search for political agreement that would lead to the end of
the conflict.
We therefore recommend that protection of civilian
humanitarian intervention to protect the civilian population in
armed conflicts should be accepted by the international community
as a norm of jus cogens having obligation erga omnes whose
violation through genocide or mass killings will trigger automatic
military intervention by the UN or by any regional or national force
authorised by the UN Security Council
7.1.1.4. States should ensure legal protection
of human right to life of civilians in armed conflict through
incorporation into national laws all the human rights and
humanitarian law instruments that protect the human right
to life
7.1.1.5. Governments UN and the international
community should ensure the legal protection of rights of
minorities both on international and national levels
We recommend that all governments and the UN should
ensure the protection of rights of minorities. This will entail
the drafting and ratification of a convention on the rights of the
minorities which should come into effect as soon as possible.
7.1.2. Education On Human Rights And Humanitarian
Law
7.1.2.1. Education of armed forces and
police in international human rights and humanitarian law
There should be a systematic training programme
organised for the training national armed forces and the police
in every country in the international human rights and humanitarian
law.
7.1.2.2. Education of the society on respect
for human rights
UN and States and Deans of Law schools should undertake
global promotion of study of international law especially human
rights and humanitarian law in institutions at all levels
We recommend that UN all states and deans of law
schools should undertake global promotion of study of international
law especially human rights and humanitarian law in institutions
at all levels.
7.1.2.3. Promotion of respect for human
rights and fundamental freedoms
There should be a systematic campaign for the promotion
of human rights and fundamental freedoms both by the UN and the
all States.
7.1.2.4. Promotion of universal recognition
of right to democracy
It is a view held by many authors that democracy
is a political system that guarantees peace. We therefore recommend
that the UN and all States should undertake a promotion of universal
recognition of right to democracy.
7.1.3. Reform Of The United Nations Charter
7.1.3.1. Primacy of humanitarian intervention
to prevent or stop genocide or mass killings over the principles
of non-use of force, non intervention and respect of state
sovereignty
The UN Charter should have a new principle
that humanitarian intervention to prevent or stop genocide or mass
killings has primacy over principles of non-use of force, non-intervention
and the duty to respect the sovereignty of States.
7.1.3.1.1. mass
killings and genocide as new exceptions to principles of non-use
of force and non-intervention
As a corollary to the foregoing it is therefore
necessary that besides the right to individual and collective self-defence
recognised in article 51 of the UN Charter and the UN enforcement
measures for the maintenance or restoration of international peace
and security stated in chapter VII of the Charter which is
an exception to the prohibition of intervention in matters that
are essentially within the domestic jurisdiction of States imposed
on the UN by article 2 paragraph 7 of the Charter, mean mass
killing and genocide should also be made another exception to prohibitions
of intervention and the use of force in international Law. Thus,
when there is genocide or mass killings of civilian population,
the UN Security Council has the right and duty to authorise the
Members of the UN TO intervene to stop further violations of this
right or it can authorise a regional arrangement to intervene on
behalf of the UN.
7.1.3.1.2.
need to recognize
right to self–defence as a human right of the every individual
We recommend that the UN should recognise the right
to individual self-defence as a human right and a collective right
of every ethnic, racial, national and religious minority. When this
right is violated on a massive scale through genocide or mass killing
it would justify collective armed intervention to protect the victims.
7.1.3.1.3. humanitarian
intervention to protect the civilian population against genocide
and mass killings should be included among the exceptions
to principles of non-use of force, non-intervention and respect
for state sovereignty
Humanitarian intervention to protect the civilian
population against genocide and mass killing should be made another
exception to the principles of non-use of force in international
relations and non-intervention and respect for national sovereignty
under the following conditions: (1) humanitarian intervention must
have the authorisation of the Security Council and it must respect
the humanitarian law and the principle of proportionality; (2) recourse
to it must be had only after all peaceful means to prevent or stop
the genocide or mass killings have failed; (3) it must aim only
at preventing an imminent danger of genocide or mass killings or
stopping the State from committing further such crimes; (4) as soon
as this objective is achieved, the humanitarian intervention must
cease.
7.1.3.1.4.
there is need
for the un to draw up new rules or legal regime for the legitimacy
of humanitarian intervention
The UN should draw up rules or a legal regime for
the legitimacy of humanitarian intervention
7.1.3.1.5. need
for establishing a un standing humanitarian intervention force
different from un peacekeeping force to prevent or stop mass
killings and genocide
Article 45 of the UN Charter states: "In order
to enable the United Nations to take urgent military measures, Members
shall hold immediately available national air-force contingents
for combined international enforcement action…." Experience
has shown that this provision of the Charter has not been
easy to implement. Not only are some Member States reluctant to
supply the forces needed but also those who are willing to supply
the forces have made them available promptly. Consequently, this
has led to loss of lives of civilians in some conflict situations
before the UN peacekeeping forces could be deployed.
We therefore recommend that the Charter provides
for the establishment of a permanent UN humanitarian intervention
force whose objective will be to intervene rapidly to prevent or
stop genocide or mass killings.
7.1.4. Reform of the UN Security Council
7.1.4.1. Abolition of the veto power of
permanent members of the UN security council
The veto power of the five permanent members of
the UN Security Council should be abolished and replaced with the
system of deciding according to majority vote.
7.1.4.2. Need for the establishment of
military staff committee in accordance with article 47 of
the UN charter
There is no doubt that to ensure that the UN Security
Council needs the assistance of a military Staff Committee which
is envisaged by article 47 of the UN Charter in order to
ensure that the recommendations we have made here for the protection
of civilians in armed conflict are effectively implemented. Paragraph
1 of article 47 stated: "There shall be established a Military
Staff Committee to advise and assist the Security Council’s military
requirements for the maintenance of international peace and security,
the employment and command of forces placed at its disposal, the
regulation of armaments, and possible disarmament."
We therefore recommend that a military Staff Committee
should be established to advise and assist the Security Council.
7.1.4.3. The charter should grant the
un secretary –general the power to act on behalf of the UN
security council in case of emergency to prevent or stop genocide
and mass killings
The UN Secretary-General should be authorised to
identify earlier enough any situation that is likely to lead to
genocide or mass killings and should be able to motivate the UN
Security Council to act by authorising Member States of the UN to
intervene promptly. He should also be empowered to take initiatives
when the urgency of the situation requires it and act independently
when the UN Security Council cannot meet urgently to take a decision
in order to respond to the emergency situation. This may include
authorising a regional force or some Member States of the UN or
a member State of the UN to intervene to protect the civilian population.
Later, he should report to the UN Security Council of the measures
he has taken.
7.2. INTERVENTIONS WITHOUT FORCE TO PROTECT
CIVILIAN POPULATION WHEN THERE ARE HUMAN RIGHTS AND HUMANITARIAN
LAW VIOLATIONS THAT ARE NOT GENOCIDE OR MASS KILLINGS
Preamble
Since principles of human rights and humanitarian
Law create obligation erga omnes, it follows that every State
has a legal right to demand their respect and observance by every
other State. Therefore, if any of these norms is breached by any
State, all other States are injured States and therefore entitled
to intervene both unilaterally and collectively without force. In
this section, we shall discuss the various forms of lawful intervention
without force that are available to States under contemporary international
Law.
7.2.1. All States
7.2.1.1. Collective condemnation of the
crime by international community
Collective non-violent intervention through collective
condemnation of the crime of the offending State by the international
community will be very effective in getting the offending State
from desisting from further human rights violations.
7.2.1.2. Diplomatic interventions
The first diplomatic measure, which every State
should take, is to make diplomatic representations to the offending
State requesting it to desist from further breaches of human rights.
7.2.1.3. Peaceful settlement of disputes
Among the lawful remedies under International Law
for the breach of obligation erga omnes of human rights and
humanitarian Law are the peaceful means for settlement of disputes.
These should be resorted to, provided that recourse to them will
not lead to worsening the human rights and humanitarian Law violations
on the ground. In which case, humanitarian intervention under the
conditions we have proposed above would be the most appropriate
response in such circumstances.
7.2.2. States Parties to Human Rights
Some Human Rights instruments have provisions for
inter-State complaint for the State Parties. This is also a remedy
for breaches of obligation erga omnes of human rights and
humanitarian Law.
7.2.3. UN Security Council
7.2.3.1. Need for early identification
of signs of genocide
The UN Security Council and state parties to the
genocide convention should identify signs of imminent danger of
genocide and mass killings and take the necessary action to prevent
or stop genocide or mass killings.
Both the UN Security Council and States Parties
to the Convention on the Prevention and Punishment of the Crime
of genocide should be able to identify early enough the existence
of imminent crime of genocide and genocide itself when it is being
committed and take action to prevent it or to stop it. There are
two essential elements for the identification of the crime of genocide:
the psychological element the intention to destroy a national ethnic
racial or religious group and the actual destruction of that group.
Thus article 11 of the Convention on the Prevention and Punishment
of the Crime of Genocide defining "genocide" stated:
"In the present Convention, genocide means any of the following
acts committed with intent to destroy, in whole or in part, a national,
ethnical, racial or religious group, as such:
(g) killing members of the group;
(h) Causing serious bodily or mental harm to members
of the group;
(i) Deliberately inflicting on the group conditions
of life calculated to bring about its physical destruction in whole
or in part;
(j) Imposing measures intended to prevent births
within the group;
(k) Forcibly transferring children of the group
to another group."
It follows then that it is only when the two elements,
the psychological and material conditions are verified that genocide
can be said to exist. One has to find out the purpose of those who
are committing the material element in order to verify the existence
of the psychological element. Also one has to verify the existence
of material element in order to identify the psychological element
and the existence of both are necessary to conclude the existence
of an imminent danger of genocide or genocide.
The purpose of genocide is always to wipe out the
group in question. The International Panel of Eminent Personalities
which was established by the OAU to investigate genocide in Rwanda
stated: "Those who commit genocide have deliberately set out
not just to murder others. They are not ‘merely’ guilty of crimes
against humanity – forms of criminality and inhumane acts beyond
simple murder. Genocide goes further, to ultimate depths of human
perversity. Its aim is to exterminate a part or an entire category
of human beings guilty only of being themselves. Genocide is explicitly
intended as a ‘final solution’ – an attempt to rid the world of
a group that can no longer be tolerated. In a genocide, attacks
on women and children are not unfortunate by-products of conflict,
or ‘collateral damage,’ in the bloodless jargon of military bureaucracies.
On the contrary, women and children are direct targets, since they
ensure the future of the group that can no longer be allowed to
survive."
Article 111 states "The following acts shall
be punishable:
(a) Genocide;
(b) Conspiracy to commit genocide:
(c) Direct and public incitement to commit
genocide;
(d) Attempt to commit genocide;
(e) Complicity in genocide."
Prevention of the crime of genocide is one of the
objectives of the Contracting Parties. It follows then that the
State Parties should be able to identify signs of imminent genocide
in order to prevent it. This can be deduced from the contents of
articles two and three above. For example mass killings of members
of national ethnic racial or religious group should constitute a
sufficient evidence of an imminent danger of genocide just as conspiracy
to commit genocide and direct public incitement to commit genocide.
When such signs of genocide are verified, any contracting
Party in accordance with article VII has the right to call upon
the competent organs of the united nations to take such action under
the charter of the UN as they consider appropriate for the prevention
and suppression of acts of genocide.
We are advocating for military intervention only
when there is a killing members of a national, ethic, racial and
religious group as stated in article 2 a of the Genocide Convention.
Although other forms of genocide defined in article 2 are serious
crimes, which the State Parties to the Geneva Convention should
take action to prevent or stop, however, they do not constitute
a serious violation of human rights as killing members of the national
ethnic racial or religious group. Other forms of genocide.
We recommend that the UN Security Council and State
Parties to the genocide convention should identify signs of imminent
danger of genocide and genocide and take action to prevent genocide
or stop it .
7.2.3.2. Need for the UN Security Council
to have a profile of every country containing past records
of ethnic violence, mass killings or genocide in order to
take prevention measures which may include authorizing preventive
intervention
When there is a danger of violence against civilians
even when there is no internal conflict for example during referendum
or elections or when a conflict has actually broken out in any country,
in deciding the type of intervention which the UN Security Council
should authorise, it is necessary that the UN Security Council always
takes into account the history of the conflict in the country vis-à-vis
the respect of the rights of minorities by the Government.
Especially, the UN Security Council should be in possession of all
necessary information about whether there have been in the past
cases of mass killings of an ethnic group or genocide. Knowledge
of these facts will enable the UN Security Council to monitor very
well the developments in the conflict and to authorise as early
as possible even at the initial stages of the conflict a UN preventive
humanitarian intervention.
The presence of such UN forces will help to avert
perpetration by any of the disputing or warring parties, mass killing
of ethnic, racial or national minorities or genocide.
I therefore recommend that the UN Security Council
should have a profile of every country containing past records of
ethnic violence, mass killings or genocide in order to take prevention
measures which may include authorising preventive UN humanitarian
intervention.
7.2.3.3. Need for including the prevention
of mass killings and genocide in the planning of every peacekeeping
operation
Planning for peacekeeping operations should always
include the prevention of mass killings and genocide.
7.2.3.4. UN Security Council should ensure
that the mandates it gives to the UN peacekeeping forces are
clear
The UN Security Council should always ensure that
the mandates it gives to peacekeepers in its resolutions are clear
so as to avoid any ambiguity as to which rules of engagement apply
during any intervention. The Panel on United Nations Peace Operations
rightly stated: "Security Council mandates … should reflect
the clarity that peacekeeping operations require for unity of effort
when they deploy into potentially dangerous situations." This
would enable the UN forces to know what their mission is and what
the warring parties and the international community expect from
them. There should never be any uncertainty as to which rules of
engagement apply during the execution of a peacekeeping mission.
We therefore recommend that UN Security Council
should ensure that mandates it gives to the UN forces are clear.
7.2.3.5. Replacement of comprehensive economic
sanctions with targeted sanctions
Article 41 chapter VII of the UN Charter
authorises the UN Security Council among other things
to impose economic sanctions against States in order to maintain
or restore international peace and security. In place of such comprehensive
economic sanctions, which very often have negative effects against
the innocent civilian population, we recommend that the UN Security
Council adopts targeted sanctions against State officials who violate
the obligation erga omnes of human rights and humanitarian
law. The UN Secretary-General rightly stated: "The concept
of targeted sanctions, including financial sanctions, such as freezing
of overseas assets, trade embargoes on arms and luxury goods and
travel bans constitutes a potentially valuable means for pressuring
targeted elites, while minimising the negative humanitarian impact
on vulnerable civilian populations that has been a characteristic
of comprehensive economic sanctions." The UN Security Council
should therefore make greater use of "targeted sanctions to
deter and contain those who commit egregious violations of international
humanitarian and human rights law, as well as those parties to conflicts
which continually defy the resolutions of the Security Council,
thereby flouting its authority."
7.3. HUMANITARIAN INTERVENTION TO PREVENT
OR STOP GENOCIDE OR MASS KILLINGS
7.3.1. UN Security Council
7.3.1.1. UN Security Council should when
necessary send fact-finding missions when there are signs
of danger of genocide or mass killings
UN Security Council should send fact-finding missions
when there are signs that genocide or mass killings may occur in
future.
7.3.1.2. Preventive humanitarian intervention
Based on the recommendations of the fact-finding
mission, the UN Security Council may consider it necessary to authorise
UN preventive intervention forces whose duty is to prevent the escalation
of the human rights and humanitarian law violations into mass killings
or genocide.
7.3.1.3. The UN security council should
authorize preventive humanitarian intervention when there
is imminent danger of genocide or mass killings
When there are clear signs of imminent danger of
genocide or mass killings it is necessary that the UN Security authorises
preventive humanitarian intervention to prevent them. These signs
include sporadic killings or violence directed against a particular
national, ethnic racial or religious group or the killing of an
eminent political leader belonging to an ethnic group.
The Security Council should not wait until it is
clear to every one that the killings of members of ethnic or racial
group that are taking place are tantamount to genocide before it
authorises humanitarian intervention. This is because it is sometimes
difficult under such circumstances to distinguish mass killings
from genocide. Also sporadic killings of members of ethic or racial
group can be a prelude to genocide and failure to stop such sporadic
killings may eventually lead to outright genocide.
It follows then that it is not only when genocide
actually begins that the UN Security Council should authorise humanitarian
intervention but also when there genuine reports of sporadic killings
of members of ethnic group otherwise the UN intervention will be
late in protecting the civilian population since some lives shall
have been lost. There is therefore need for the UN Security Council
sometimes to authorise the UN Member States to intervene to prevent
gross violations of human right to life from escalating into mass
killings and genocide.
Moreover, the presence of well equipped large number
of UN forces in such a situation will obviously act as a deterrent
to any government or warring party contemplating genocide.
This preventive intervention does not exclude adopting
other preventive measures like negotiations, education of the public
on the need to respect human rights of the minority etc.
We therefore recommend that the UN Security Council
should authorise preventive humanitarian intervention when there
is imminent danger of genocide or mass killings.
7.3.1.4. Necessity of timely humanitarian
intervention
When humanitarian intervention is necessary, it
should be undertaken promptly without any delay. A well-planned
genocide does not need a long time before it is completed. Consequently,
the price of any delay in intervention will be a heavy loss of lives.
We therefore recommend that the UN should intervene
promptly to protect the civilians from being massacred. This also
implies prompt authorisation of humanitarian intervention from the
UN Security Council.
7.3.1.5. Imposition of arms embargo
In a conflict where the civilians are killed sporadically
and it is foreseen that if the situation is not arrested, it will
very likely culminate in mass killings or genocide, one of the preventive
measures which the UN Security Council can take is to impose an
arms embargo on the warring parties.
7.3.1.6. Preventive disarmament
Besides the imposition of an arms embargo on the
warring parties as a preventive measure, we recommend that whenever
the warring parties have agreed to a cease-fire by signing a peace
accord and have accepted the deployment of the UN peacekeeping forces,
one of the top priorities of the UN peacekeepers should be disarming
the combatants.
We therefore recommend that disarmament of the
ex-combatants should be an integral part of every UN peacekeeping
mandate and operation.
7.3.1.7 Safety Zones
When conflicts have broken out, the UN Security
Council should urge the warring parties to establish safety zones
for the protection of the civilian population. But where the warring
parties fail to do so, the UN Security Council should authorise
the UN peacekeepers or UN humanitarian intervention force present
in the field, to establish such zones. Whether or not the consent
of the parties is obtained, such zones must always be established.
They should be well delineated and heavily protected against any
attack from the warring parties.
I therefore recommend that the UN to make it a
policy that in every conflict, the warring parties must establish
safety zones for the protection of civilian population. But where
they fail to do so, the UN Security Council should establish them
by force and ensure that that they are well protected against attack
by any of the warring parties.
7.3.1.8. Need for clear mandate on the
safe areas
We recommend that the mandate from the UN Security
Council on the safe areas must be clear.
7.3.1.9. Need to authorize sufficient
troops to deter attacks on safe areas
We recommend that UN Security Council must always
authorise sufficient troops to deter attacks on safe areas.
7.3.1.10 Need to authorize intervention
to protect the safe–areas whenever they are attacked
We therefore recommend that the UN Security Council
must always authorise humanitarian intervention to protect the safe
–areas whenever they are attacked
7.3.1.11. Either the UN security council
authorizes member states to intervene to protect the civilians
who are under attack and maintains the arms emabrgo imposed
on their government or it should lift the arms embargo so
that the governement protects its citizens
We recommend that either the UN Security Council
authorises Member States to intervene to protect the civilians who
are under attack and maintains the arms embargo imposed on their
government or it should lift the arms embargo so that their government
protects its citizens
7.3.1.12 Protection of civilians in armed
conflict should be an integral part of the mandate of every
peace-keeping operation
Protection of civilians in armed conflict should
be made an integral part of the mandate of every peacekeeping operation.
This would require the UN Security Council to state clearly in the
mandate that when the civilian population is at risk of mass murder
or genocide, the UN peacekeeping forces have right to intervene
militarily to protect them. The Independent Inquiry rightly stated:
"Planning for peacekeeping operations should when ever relevant
include the prevention of genocide as a specific component. In situations
where a peacekeeping operation might be confronted with the risk
of massive killings or genocide, it must be made clear in the mandate
and Rules of Engagement of that operation that traditional neutrality
cannot be applied in such situations, and the necessary resources
be put at the disposal of the mission from the start."
7.3.1.13. UN Security Council should never
deploy peace-keeping forces when the situation requires humanitarian
intervention force
We recommend that UN Security Council should never
deploy peacekeeping forces when the situation requires deployment
of peace-enforcement forces or UN humanitarian intervention force.
7.3.1.14. The UN should avoid double
standards. they should always intervene wherever and whenever
there is a danger of mass killings or genocide to prevent
such crimes or to stop them when they have already started
The United Nations Member States and the United
Nations Security Council should avoid adopting double standards
in carrying out its duty to protect the civilian population against
genocide or mass killings. Whenever and wherever there is a danger
of mass killings or genocide, the UN Security Council should authorise
the Member States to intervene to prevent such crimes from occurring.
Where they have already started to occur, the UN Security Council
should authorise the Member States to intervene to stop them.
Member States on their part should be ready and
willing in accordance with their duty arising from the norm of obligation
erga omnes of human rights and humanitarian Law to carry
out the decision of the UN Security Council. There should not be
any double standard by adopting a discriminatory attitude in the
protection of the right to life of the civilian population. Humanitarian
intervention to prevent or stop, crimes of genocide or mass killings
is a duty, which falls on all States and the international community
because of the erga omnes character of the crimes involved.
The Independent Inquiry into the Actions of the United Nations during
the 1994 Genocide in Rwanda rightly stated: "The United Nations
and in particular the Security Council and troop contributing countries
must be prepared to act to prevent acts of genocide or gross violations
of human rights wherever they may take place. The political will
to act should not be subject to different standards."
We recommend that the United Nations should avoid
double standards and should always intervene to prevent wherever
and whenever there is a danger of their occurring and should intervene
to stop them when they have already started to take place.
7.3.1.15. The UN Security Council should
be able to change a peace-keeping operation into a peace-enforcement
operation if there is need for enforcement action or humanitarian
intervention to protect the civilian population
In formulating
the mandate, the UN Security Council should always be ready to change
it in order to meet the challenges on the ground.
When peace-keeping forces
are deployed following a peace-agreement by the warring parties,
it should make provision for any eventual collapse of the implementation
of the peace agreement and renewal of conflict in which the warring
parties are not likely to respect the humanitarian law.
In order to contain such a situation, the Security
Council must be able to ensure that the UN forces, which are initially
to be deployed as peacekeeping forces, have also the mandate to
undertake humanitarian intervention to protect the civilian population.
They should also be well – equipped and ready to undertake such
intervention when the protection of the civilian population requires
it. This means that the mandate should always make provision for
contingencies which may require the possibility of military intervention.
This may require making the mandates flexible so
that the Force Commanders can always adjust the initial mandate
in order to be able to respond effectively to the new challenges
in the field.
We recommend that the UN Security Council should
be able to change a peacekeeping operation into a peace-enforcement
operation if there is need for enforcement action to protect the
civilian population.
7.3.1.16. Authorization of regional forces
or national forces to intervene on behalf of un when they
will be more effective to ensure the protection of civilians
Regional or national forces may sometimes be more
suitable in preventing or halting genocide than a multinational
UN force. The reasons for this are that they can intervene more
rapidly than UN Multinational forces, which require time, before
they are constituted.
Consequently, we recommend that the UN Security
Council should when faced with imminent danger of genocide which
demands prompt intervention give preference to authorising a State
or regional arrangements to intervene on behalf of the UN to protect
the civilian population.
7.3.1.17. The mandate, which the UN
Security Council gives to un forces, must be both peace–keeping
and peace-enforcement in order to ensure that the civilian
population is always protected
We recommend that the mandate, which the UN Security
Council gives to UN peacekeeping forces, must be both peacekeeping
and peace-enforcement in order to ensure that the civilian population
is always protected.
7.3.1.18 UN Security Council should
not authorize the deployment of peace-keeping forces with
peace-keeping mandate when the situation on the ground requires
humanitarian intervention to protect the civilians
The UN Security Council should not authorise the
deployment of peacekeeping forces with peacekeeping mandate when
the situation on the ground requires humanitarian intervention to
protect the civilians. There must be correspondence between the
actual situation on the ground, the type of UN Force that is deployed
and the mandate that it is given to that force. I agree with the
panel of Inquiry when it stated: "The overriding concern in
formulating mandates must be what presence is needed on the ground,
not short-term financial constraints. The Security Council should
be presented with proposals reflecting the real needs of a mission,
not ones tailored to a previously perceived consensus."
We recommend that UN Security Council should not
authorise the deployment of peacekeeping forces with a peacekeeping
mandate when the situation on the ground requires enforcement action
or humanitarian intervention to protect the civilians.
7.3.1.19. Evacuation of all civilian
population without any discrimination in any armed conflict
when there is a risk of mass murder or genocide
Another proposal for ensuring the protection of
civilian population in armed conflict when there is a risk of mass
murder or genocide is to undertake the evacuation of the civilian
population into foreign countries. Experience shows that this has
proved effective in ensuring the protection of civilian population
in armed conflict.
This may be an alternative to establishment of
safe areas or demilitarised zones. There should not be double standards
in the evacuation of the civilian population. In any situation where
the life of the civilian population is at risk, efforts should be
made by the UN and international community to save the life of every
civilian irrespective of his nationality. We maintain that efforts
should be made to evacuate all persons within the country whose
lives are at risk when there is an imminent danger of mass killings
or genocide.
We recommend that evacuation of all civilian population
should be done without any discrimination in any armed conflict
when there is a risk of mass murder or genocide.
7.3.1.20. Making the protection of
civilian population in every armed conflict the primary objective
of any un peacekeeping operation
The primary objective
of the deployment of the UN peacekeeping forces in any conflict
should be the protection of civilian population while the keeping
of peace should be the secondary objective. This is what people
expect when the UN deploys its peacekeepers. The Independent Inquiry
rightly stated: "The experience of the Rwandan genocide makes
it necessary to add that the United Nations must be aware that its
presence in conflict areas also raises among those same civilians
an expectation of protection which must be borne in mind when analysing
the means necessary to conduct an operation. Whether or not an obligation
to protect civilians is explicit in the mandate of a peacekeeping
operation, the Rwandan genocide shows that the United Nations must
be prepared to respond to the perception and the expectation of
protection created by its very presence."
Therefore the protection of civilians in armed
conflict should be made the primary duty of any UN peacekeeping
operation. This duty should be clearly stated in the mandate of
every peacekeeping operation as we have already stated and both
the peacekeepers and the warring parties should be made aware of
this new mission of the UN peacekeepers. This will also act as a
deterrent to any warring party contemplating launching attack against
civilians.
This would require a review of the whole modus
operandi of UN peacekeeping operation and a reordering of its
objectives.
We recommend that making the protection of civilian
population in every armed conflict should be the primary objective
of every UN peacekeeping operation.
7.3.1.21. UN Security Council should authorise
United Nations member States to intervene to prevent gross
violations of human right to life of civilians from escalating
into genocide
The UN Security Council should authorise UN Member
States to intervene to prevent gross violations of human right to
life of civilians from escalating into genocide.
7.3.2. Warring Parties
7.3.2.1. Warring parties should respect
human rights and humanitarian law
The warring parties have the duty in accordance
with the norm of obligation erga omnes of principles of human
rights and humanitarian Law to respect the provisions of the human
rights and humanitarian Law in every armed conflict. The UN Secretary-General
rightly stated: "The protection of civilians in armed conflict
would be largely assured if combatants respected the provisions
of international humanitarian and human rights law."
7.3.2.2. Warring Parties should respect
the safe areas.
Warring parties must always respect the legal regime
of the safe area even they are established by the UN Security Council.
7.3.2.3. Every peace agreement between
the warring parties should contain a specific undertaking
to respect human rights and humanitarian law
In any peace agreement, the UN should ensure that
the parties in conflict specify in their cease-fire agreement that
they undertake to ensure respect for human rights and humanitarian
law.
7.3.2.4. Demilitarization agreements
should be executed by the warring parties
We recommend that demilitarisation agreements should
be implemented by the warring parties.
7.3.3. Member Sttes of the UN
7.3.3.1. Duty to provide the necessary
troops at short notice
Member States of the United Nations must be prepared
to provide the necessary troops at short notice
7.3.3.2. States should refrain from withdrawing
their troops from peacekeeping operation when that withdrawal
will jeopardize the safety of the civilian population
Troop contributors should refrain from withdrawing
their troops from peacekeeping operation when that withdrawal will
jeopardise the peacekeeping operation and consequently expose the
civilian population to danger of attack by any of the warring parties.
7.3.3.3. Member states must be always
be willing to supply the number of troops authoried by the
security council
We recommend that UN Member States must be always
be willing to supply the number of troops authorised by the UN Security
Council
7.3.4. United Nations
7.3.4.1. Right and duty of theUNn and
its members to intervene to stop genocide or mass killings
The UN and all its Member States have the right
and duty to intervene to stop mass killings and genocide
7.3.4.2. The UN should intervene to deter
attacks against civilians in the safe areas when they are
attacked by any of the warring parties
We recommend that the UN should intervene to deter
attacks against civilians in the safe areas when they are attacked
by any of the warring parties.
7.3.5.UN Peace-Keepers
7.3.5.1. Although there is a distinction
between peace-keeping and peace-enforcement however, when
un peace-keeping forces are faced with a threat or actual
genocide, they have a duty to protect the lives of the civilians
irrespective of the fact that they are peace-keepers or that
they have only peace-keeping mandate
Although there should be a distinction between
peace-keeping and peace-enforcement or intervention however, when
UN peace-keeping forces are faced with a situation of imminent threat
of genocide or mass killings or when such crimes have started unfolding
they have a duty to protect the lives of the civilians irrespective
of the fact that they are peace-keepers or that they have only peace-keeping
mandate. This requires the UN Security Council to grant the peace-keeping
forces the authority to meet the challenges of unforeseen circumstances
7.3.6. State Parties To The Genocide Convention
7.3.6.1. States parties to the convention
on the prevention and punishment of the crime of genocide
should act in accordance with their duty under the genocide
convention to prevent or stop genocide
Article 1 of the Convention states: "The Contracting
Parties confirm that genocide, whether committed in time of peace
or in time of war, is a crime under international law which they
undertake to prevent and to punish." Further article VIII stated:
"Any Contracting Party may call upon the competent organs of
the United Nations to take such action under the Charter of the
United Nations as they consider appropriate for the prevention and
suppression of acts of genocide or any of the other acts enumerated
in article III."
We recommend that States Parties to the Convention
on the Prevention and Punishment of the Crime of Genocide should
act in accordance with the duty under Genocide convention to prevent
or stop genocide
7.4. PROSECUTION
7.4.1. Right And Duty Of Every State
To Prosecute Suspects Of Crimes Of Genocide And Mass Murder
Since every State has legal interest in the observance
of these norms of obligation erga omnes of human rights and
humanitarian Law, they have right to prosecute any State, belligerent
groups, state officials, military officials and civilians and other
non-State actors accused of breaching the obligation erga omnes
of human rights and humanitarian norms in the international
Criminal Court irrespective of whether the State has ratified the
Rome Statute of the International Criminal Court or not.
States should therefore ensure that persons
accused of genocide war crimes and crimes against humanity are brought
to trial in domestic Courts. This would not only ensure adequate
remedies for the breaches the rights of the victims but also this
will serve as a deterrent against such crimes. It is the responsibility
of States to end impunity and to prosecute those responsible for
genocide, crimes against humanity and serious violations of international
humanitarian law.
7.4.2. Compulsory Jurisdiction Of The
International Criminal Court For Those Accused Of Mass Killings
And Genocide
Paragraph 2 of article 125 of the Rome Statute
of the International Criminal Court states: "This Statute
is subject to ratification, acceptance or approval by signatory
States." If human rights and humanitarian law have obligation
erga omnes as we have established, it follows that
breaches of these norms has also erga omnes character. In
fact, genocide, war crimes and crimes against humanity are international
crimes, which have erga omnes consequences. Therefore, when
theses crimes are committed, the legal interest of all States and
the international community is injured. This means that every State
has right to prosecute the offender in its national court or in
the International Criminal Court in order to protect its legal interest
that has been injured irrespective of whether the State of the accused
has ratified the Rome Statute of the International Criminal Court.
or not. In other words it is logical that the International Criminal
Court should have universal jurisdiction to try those accused of
violations of norms of obligation erga omnes of human rights
which amount to international crimes. This would mean that the Statute
of the Court should be amended so as to grant every State the right
to prosecute or try any one guilty of mass killing or genocide whether
or not the State whose nationality the accused possesses has ratified
the Rome State of the International Criminal Court and the International
Criminal Court should have automatic universal jurisdiction to try
those suspects.
States should also incorporate the humanitarian
and human rights instruments into their national law so that they
may be effective at a domestic level. This would help to ensure
that those accused of violations of humanitarian and human rights
Law are brought to justice in domestic courts.
7.4.3. Compulsory Acceptance Of Jurisdiction
Of The International Court Of Justice
This proposition is a corollary to the prohibition
of use of force in international relations as required by article
2 paragraph 4 of the Charter and a logical consequence to
article 2 paragraph 3 which requires Member States to settle their
international disputes by peaceful means in such a manner that international
peace and security, and justice, are not endangered. Without the
States accepting the compulsory jurisdiction of the International
Court of Justice, these articles will not be seriously observed
by the States and the main purpose of the United Nations Organisation,
which is the maintenance of international peace, and security would
not be realised.
CONCLUSION
The end of the last millennium has been characterised
by the massive violations of human rights and humanitarian law in
conflicts. As we begin a new millennium, we feel duty bound to undertake
this research in order to ensure that the UN, the Security Council
and all States play a more effective role in the protection of human
right to life of civilian populations anywhere during armed conflicts
in the new millennium.
In the face of mass killings or genocide in any
conflict, the UN Forces should intervene militarily, effectively
and rapidly to protect the civilian populations by compelling the
warring parties or party to respect the rights guaranteed to civilians
by human rights and humanitarian instruments. Protection of civilians
in armed conflict should be the primary mandate of the Organisation
while maintenance of international peace and security should be
a means for the realisation of this objective and not vice versa.
In the very words of the UN Secretary-General: "The plight
of civilians is no longer something which can be neglected, or made
secondary because it complicates political negotiations or interests.
It is fundamental to the central mandate of the Organisation. The
responsibility for the protection of civilians cannot be transferred
to others. The United Nations is the only international organisation
with the reach and authority to end these practices. I urge the
Security Council to commit itself to this task."
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